TOWER RESEARCH CAPITAL LLC (TRC) Information

377 BROADWAY, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 5,572
New Positions 979
Increased Positions 2,263
Decreased Positions 3,187
Positions with Activity 5,450
Sold Out Positions 1,305
Total Mkt Value (in $ millions) 1,043

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.3%
Capital Goods 0.76%
Conglomerates 0.16%
Consumer Cyclical 0.52%
Consumer/Non-Cyclical 0.43%
Energy 1.63%
Financial 87.1%
Healthcare 1.1%
Services 3.05%
Technology 1.88%
Transportation 0.36%
Utilities 0.46%

5,572 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CONN PREM INCOME MUN FD COM -9 (95.71) 30
MERUS LABS INTL INC NEW COM -1 (65.04) 179
BARCLAYS BANK PLC IPTH JPY/USD ETN New 8
AMERIANA BANCORP COM -7 (95.16) 23
DEUTSCHE BK AG LDN BRH DB COM DBLE LNG (53) 94
CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR New 100
GEORGETOWN BANCORP INC MD COM -3 (87.42) 20
UNITED BANCORP INC OHIO COM -2 (83.63) 46
WNS HOLDINGS LTD SPON ADR New 15
ACORN ENERGY INC COM -3 (89.79) 702
UPLAND SOFTWARE INC COM New 51
SYNERON MEDICAL LTD ORD SHS New 31
U S ENERGY CORP WYO COM (43.83) 305
CHINA SUNERGY CO LTD SPONSORED ADR NE New 200
FIRST TR EXCH TRADED FD III EME MRK BD ETF New 8
OCEAN PWR TECHNOLOGIES INC COM NEW -1 (65.73) 767
OI S.A. SPN ADR PFD NEW (43.98) 200
AMERICAN SCIENCE & ENGR INC COM -29 (98.82) 7
WELLS FARGO ADVANTAGE UTILS COM New 27
GALECTIN THERAPEUTICS INC WT EXP 032817 -1 (67.49) 289