TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 5,516
New Positions 915
Increased Positions 2,507
Decreased Positions 2,993
Positions with Activity 5,500
Sold Out Positions 1,017
Total Mkt Value (in $ millions) 607

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.15%
Capital Goods 3.19%
Conglomerates 0.4%
Consumer Cyclical 1.75%
Consumer/Non-Cyclical 2.09%
Energy 4.51%
Financial 59.78%
Healthcare 3.26%
Services 10.25%
Technology 6.9%
Transportation 1.33%
Utilities 1.5%

5,516 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENCORE CAP GROUP INC COM 2 -61 (96.4) 50
CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 2 2 New 108
DAEGIS INC COM 2 2 New 1,800
CLOUGH GLOBAL ALLOCATION FD COM 2 (12.79) 150
PROSHARES TR PSHS SHT OIL&GAS 2 2 New 100
ALMADEN MINERALS LTD COM 2 22.54 1,620
HANESBRANDS INC COM 2 -257 (99.14) 30
BIOTA PHARMACEUTIALS INC COM 2 2 New 400
U S SILICA HLDGS INC COM 2 -14 (86.53) 52
PIONEER DIV HIGH INCOME TRUST COM 2 2 New 108
CORINTHIAN COLLEGES INC COM 2 -2 (51.42) 1,727
ENERGY RECOVERY INC COM 2 -49 (95.7) 447
DECKERS OUTDOOR CORP COM 2 -264 (99.17) 28
PIMCO MUNICIPAL INCOME FD COM 2 -25 (91.79) 162
ISHARES MSCI EM VAL ETF 2 1 92 48
BANCO SANTANDER SA ADR 2 2 646.67 224
CTC MEDIA INC COM 2 -2 (52.68) 238
EZCORP INC CL A NON VTG 2 -4 (66.15) 198
RING ENERGY INC COM 2 2 New 114
SEACOAST BKG CORP FLA COM NEW 2 2 New 200