TOWER RESEARCH CAPITAL LLC (TRC) Information

377 BROADWAY, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2015

Position Statistics

Total Positions 5,764
New Positions 1,138
Increased Positions 2,812
Decreased Positions 2,864
Positions with Activity 5,676
Sold Out Positions 1,155
Total Mkt Value (in $ millions) 1,076

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.73%
Capital Goods 0.85%
Conglomerates 0.16%
Consumer Cyclical 0.84%
Consumer/Non-Cyclical 0.5%
Energy 1.3%
Financial 84.76%
Healthcare 1.83%
Services 3.21%
Technology 1.92%
Transportation 0.51%
Utilities 0.58%

5,764 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
REEDS INC COM 1 50 216
SIGNATURE BK NEW YORK N Y WT PUR COM STK 1 New 10
CBS CORP (CLASS B) CL A 1 9.52 23
C&J ENERGY SVCS LTD SHS 1 1 384.78 223
SUNSHINE HEART INC COM 1 1 348.32 399
NOVATEL WIRELESS INC COM NEW 1 -15 (93.04) 400
EHI CAR SVCS LTD SPON ADS CL A 1 -376 (99.7) 100
COLUMBIA ETF TR SEL LC GRW ETF 1 -17 (93.77) 25
PIONEER DIV HIGH INCOME TRUST COM 1 -1 (39.02) 75
TRANSGENOMIC INC COM NEW 1 -2 (66.81) 912
TROVAGENE INC UNIT EX 123117 1 New 50
PERMA-FIX ENVIRONMENTAL SVCS COM NEW 1 1 328.57 300
INFUSYSTEM HLDGS INC COM 1 1 New 400
SKYPEOPLE FRUIT JUICE INC COM NEW 1 1 494 1,188
WASHINGTONFIRST BANKSHARES INC COM 1 1 New 62
PHILLIPS 66 PARTNERS LP COM UNIT REP INT 1 1 New 18
ABERDEEN EMERGING MKTS SMALLER COM 1 1 New 100
ATYR PHARMA INC COM 1 1 New 75
ALPS ETF TR SPROTT JR GLD 1 1 New 52
SKYSTAR BIO-PHARMA CO COM PAR $.001 1 1 95.46 946