TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2013

Position Statistics:

Total Positions 5,135
New Positions 796
Increased Positions 2,071
Decreased Positions 3,030
Positions with Activity 5,101
Sold Out Positions 1,386
Total Mkt Value
(in $ millions)
744

Sector Weighting

Basic Materials 1.76%
Capital Goods 0.95%
Conglomerates 0.11%
Consumer Cyclical 0.89%
Consumer/Non-Cyclical 0.83%
Energy 1.83%
Financial 83.27%
Healthcare 1.65%
Services 4.34%
Technology 3%
Transportation 0.59%
Utilities 0.72%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

5,135 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS REIT ETF 5,145 5,145 New 66,210
SELECT SECTOR SPDR TR SBI INT-FINL 5,123 -6,855 (57.23) 256,283
ISHARES TR S&P 100 IDX FD 4,205 4,205 New 56,022
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 3,673 3,671 185,114.71 62,973
ISHARES TR RUSSELL 1000 3,466 3,466 New 37,346
ISHARES TR RUSSELL MCP VL 3,424 2,280 199.27 56,598
MARKET VECTORS ETF TR GOLD MINER ETF 3,101 3,027 4,100.08 110,672
ISHARES TR FTSE CHINA25 IDX 2,882 2,882 New 75,102
ISHARES TR S&P SMLCP GROW 2,562 1,096 74.71 25,808
ISHARES TR TRANSP AVE IDX 2,419 2,419 New 20,825
DIREXION SHS ETF TR DLY TECH BULL 3X 2,277 2,277 New 34,479
ISHARES TR CORE S&P SCP ETF 2,146 2,146 New 23,253
CANADIAN NAT RES LTD COM 2,082 1,510 264.07 67,298
ISHARES TR MSCI EAFE INDEX 2,001 -3,060 (60.46) 31,568
DIREXION SHS ETF TR GLD MNRS BEAR 3X 1,940 1,096 129.87 19,845
PROSHARES TR PSHS SHRT S&P500 1,853 -1,399 (43.02) 64,666
ISHARES INC MSCI STH KOR CAP 1,806 1,806 New 30,917
PROSHARES TR PSHS ULT BASMATL 1,719 703 69.13 42,375
PROSHARES TR PSHS ULTRA O&G 1,705 86 5.32 28,011
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1,694 1,694 New 7,669

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