TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 5,459
New Positions 913
Increased Positions 2,467
Decreased Positions 2,894
Positions with Activity 5,361
Sold Out Positions 1,279
Total Mkt Value (in $ millions) 783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.7%
Capital Goods 2.85%
Conglomerates 0.35%
Consumer Cyclical 1.85%
Consumer/Non-Cyclical 1.14%
Energy 2.69%
Financial 65.56%
Healthcare 2.91%
Services 7.52%
Technology 6.01%
Transportation 1.42%
Utilities 1.32%

5,459 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLIR SYS INC COM 4 -53 (92.65) 124
UNITED STATES CELLULAR CORP COM 4 -33 (88.83) 111
GSV CAP CORP COM 4 -6 (60.55) 391
TANZANIAN ROYALTY EXPL CORP COM 4 4 996.27 1,765
VENAXIS INC COM 4 -5 (52.53) 2,417
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4 New 52
WESTERN ASSET INVT GRADE DEFIN COM 4 New 200
COMMUNITY BK SHS IND INC COM 4 -4 (48.39) 160
COGNIZANT TECHNOLOGY SOLUTIONS CL A 4 4 New 91
DNP SELECT INCOME FD COM 4 New 402
UNI PIXEL INC COM NEW 4 -40 (90.53) 538
AETRIUM INC COM NEW 4 2 68.87 792
SEMLER SCIENTIFIC INC COM 4 4 1,105 1,205
LEARNING TREE INTL INC COM 4 4 816.24 1,805
ISSUER DIRECT CORPORATION COM NEW 4 -2 (33.5) 399
RUBICON TECHNOLOGY INC COM 4 -3 (44.11) 664
MEADOWBROOK INS GROUP INC COM 4 2 120.79 669
WNS HOLDINGS LTD SPON ADR 4 -114 (96.51) 200
ELECTRONIC ARTS INC COM 4 -30 (87.81) 109
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 4 -33 (88.81) 132