TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 5,453
New Positions 913
Increased Positions 2,467
Decreased Positions 2,888
Positions with Activity 5,355
Sold Out Positions 1,279
Total Mkt Value (in $ millions) 774

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.63%
Capital Goods 2.85%
Conglomerates 0.35%
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 1.15%
Energy 2.53%
Financial 65.84%
Healthcare 2.94%
Services 7.45%
Technology 5.96%
Transportation 1.46%
Utilities 1.28%

5,453 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CBIZ INC COM 4 2 60.77 500
WESTMORELAND COAL CO COM 4 -69 (94.47) 100
CALIFORNIA FIRST NTNL BANCORP COM 4 (8.67) 274
VENAXIS INC COM 4 -4 (52.53) 2,417
ELECTRONIC ARTS INC COM 4 -29 (87.81) 109
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 4 -32 (88.81) 132
MEMORIAL PRODTN PARTNERS LP COM U REP LTD 4 New 176
VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 4 1 43.33 43
GREAT PANTHER SILVER LTD COM 4 3 521.17 3,727
NEW HAMPSHIRE THRIFT BANCSHS COM 4 1 45.65 268
VIGGLE INC COM NEW 4 4 New 1,088
DELAWARE INV MN MUN INC FD II COM 4 4 New 295
SEMLER SCIENTIFIC INC COM 4 4 1,105 1,205
HANGER INC COM NEW 4 2 74.51 178
TCP CAP CORP COM 4 -9 (69.29) 238
LEARNING TREE INTL INC COM 4 4 816.24 1,805
QLOGIC CORP COM 4 1.50 406
ISHARES U.S. PFD STK ETF 4 4 New 100
TERNIUM SA SPON ADR 4 -6 (60.53) 150
HOSPIRA INC COM 4 -90 (95.8) 73