TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 5,565
New Positions 1,093
Increased Positions 2,507
Decreased Positions 3,045
Positions with Activity 5,552
Sold Out Positions 1,004
Total Mkt Value (in $ millions) 822

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.82%
Capital Goods 1.83%
Conglomerates 0.19%
Consumer Cyclical 1.32%
Consumer/Non-Cyclical 1.02%
Energy 3.87%
Financial 69.37%
Healthcare 2.63%
Services 6.51%
Technology 5.05%
Transportation 1.83%
Utilities 2.37%

5,565 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
YOUKU TUDOU INC SPONSORED ADR 18 17 2,442.86 890
DORAL FINL CORP COM PAR 0.01 18 15 529 3,774
ARGAN INC COM 18 18 New 490
ENZON PHARMACEUTICALS INC COM 18 18 New 16,846
OAKTREE CAP GROUP LLC UNIT CL A 18 18 New 344
HELMERICH & PAYNE INC COM 18 -152 (89.61) 152
FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV 18 17 1,507.50 643
SHOE CARNIVAL INC COM 18 17 9,540 964
AIXTRON SE SPONSORED ADR 18 -105 (85.64) 1,245
UNIVERSAL HEALTH RLTY INCM TR SH BEN INT 18 -98 (84.79) 400
ESB FINL CORP COM 18 5 39.41 1,408
FEDERAL REALTY INVT TR SH BEN INT NEW 18 -206 (92.17) 141
DIAGEO P L C SPON ADR NEW 18 10 127.42 141
G WILLI FOOD INTL LTD ORD 17 13 264.22 2,382
ONEOK PARTNERS LP UNIT LTD PARTN 17 -33 (65.44) 300
ICU MED INC COM 17 17 New 298
LORILLARD INC COM 17 -251 (93.49) 286
NORTHERN OIL & GAS INC NEV COM 17 5 34.99 1,088
PACIFIC DRILLING SA LUXEMBOURG REG SHS 17 -14 (43.82) 1,741
TRANSDIGM GROUP INC COM 17 1 5.26 100