TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 5,517
New Positions 915
Increased Positions 2,507
Decreased Positions 2,994
Positions with Activity 5,501
Sold Out Positions 1,018
Total Mkt Value (in $ millions) 603

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.14%
Capital Goods 3.21%
Conglomerates 0.39%
Consumer Cyclical 1.74%
Consumer/Non-Cyclical 2.11%
Energy 4.5%
Financial 59.83%
Healthcare 3.2%
Services 10.28%
Technology 6.89%
Transportation 1.31%
Utilities 1.51%

1,018 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
1ST SOURCE CORP COM -94 Sold Out 0
1ST UNITED BANCORP INC FLA COM -13 Sold Out 0
8X8 INC NEW COM -25 Sold Out 0
ABAXIS INC COM -12 Sold Out 0
ABERDEEN EMERGING MKTS SMALLER COM Sold Out 0
ABIOMED INC COM -76 Sold Out 0
ACADIA PHARMACEUTICALS COM -233 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -44 Sold Out 0
ACORN ENERGY INC COM -9 Sold Out 0
ADAMS EXPRESS CO COM -1 Sold Out 0
ADAMS RES & ENERGY INC COM NEW -39 Sold Out 0
ADVANCED MICRO DEVICES INC COM -541 Sold Out 0
ADVENT CLAYMORE CV SECS & INC COM Sold Out 0
ADVENT SOFTWARE INC COM -133 Sold Out 0
ADVISORSHARES TR MADRONA INTL ETF -2 Sold Out 0
ADVISORSHARES TR BNY GRWTH ADR -4 Sold Out 0
AEGON N V NY REGISTRY SH -3 Sold Out 0
AEROCENTURY CORP COM -7 Sold Out 0
AGILYSYS INC COM -4 Sold Out 0
AGIOS PHARMACEUTICALS INC COM -55 Sold Out 0