TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 5,563
New Positions 1,091
Increased Positions 2,505
Decreased Positions 3,045
Positions with Activity 5,550
Sold Out Positions 1,005
Total Mkt Value (in $ millions) 818

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.84%
Capital Goods 1.76%
Conglomerates 0.19%
Consumer Cyclical 1.3%
Consumer/Non-Cyclical 1.01%
Energy 3.88%
Financial 69.47%
Healthcare 2.68%
Services 6.52%
Technology 4.99%
Transportation 1.79%
Utilities 2.38%

1,091 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR U.S. REAL ES ETF 9,606 9,606 New 131,900
POWERSHARES ETF TRUST DYN PHRMA PORT 9,204 9,204 New 153,051
VANGUARD WORLD FDS CONSUM STP ETF 8,739 8,739 New 76,073
VANGUARD WORLD FDS ENERGY ETF 7,546 7,546 New 52,834
VANGUARD WORLD FDS TELCOMM ETF 7,115 7,115 New 78,217
VANGUARD WORLD FDS CONSUM DIS ETF 6,272 6,272 New 57,797
ISHARES TR RUS 1000 GRW ETF 5,943 5,943 New 65,383
VANGUARD WORLD FDS INF TECH ETF 5,131 5,131 New 51,887
ISHARES TR U.S. INDS ETF 4,292 4,292 New 42,379
VANGUARD WORLD FDS HEALTH CAR ETF 3,906 3,906 New 34,521
SPDR SERIES TRUST S&P RETAIL ETF 3,253 3,253 New 38,618
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 3,019 3,019 New 45,218
SPDR SERIES TRUST S&P METALS MNG 2,860 2,860 New 67,764
DIREXION SHS ETF TR DLY SC BEAR3XNEW 2,096 2,096 New 133,559
VANGUARD INDEX FDS MCAP GR IDXVIP 2,035 2,035 New 21,269
DIREXION SHS ETF TR NAS100 EQL WGT 1,947 1,947 New 33,246
SPDR SERIES TRUST DJ REIT ETF 1,763 1,763 New 20,848
CRESCENT PT ENERGY CORP COM 1,744 1,744 New 42,300
ISHARES MSCI UK ETF 1,735 1,735 New 83,449
ISHARES TR RUS MD CP GR ETF 1,678 1,678 New 19,047