TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2013

Position Statistics:

Total Positions 5,118
New Positions 796
Increased Positions 2,068
Decreased Positions 3,016
Positions with Activity 5,084
Sold Out Positions 1,380
Total Mkt Value
(in $ millions)
724

Sector Weighting

Basic Materials 1.74%
Capital Goods 0.96%
Conglomerates 0.11%
Consumer Cyclical 0.91%
Consumer/Non-Cyclical 0.83%
Energy 1.74%
Financial 82.98%
Healthcare 1.7%
Services 4.64%
Technology 2.99%
Transportation 0.6%
Utilities 0.71%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

2,068 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 325,457 324,582 37,118.23 1,994,525
ISHARES TR RUSSELL 2000 22,007 22,007 New 225,223
ISHARES TR RUSL 2000 GROW 15,775 15,677 15,999.43 140,226
VANGUARD INDEX FDS SM CP VAL ETF 11,831 11,831 New 140,611
ISHARES TR NASDQ BIO INDX 10,531 2,838 36.89 59,943
PROSHARES TR PSHS ULT S&P 500 9,328 9,328 New 118,280
DIREXION SHS ETF TR DLY SMCAP BULL3X 8,903 8,722 4,819.41 184,478
ISHARES TR USA MIN VOL ID 8,533 8,533 New 257,704
SELECT SECTOR SPDR TR SBI CONS DISCR 8,137 8,094 18,557.24 144,407
PROSHARES TR ULTRAPRO QQQ 7,711 7,711 New 111,427
ISHARES TR RUSL 2000 VALU 7,065 7,065 New 82,018
ISHARES TR HGH DIV EQT FD 6,413 6,413 New 94,266
POWERSHARES ETF TR II S&P500 LOW VOL 6,412 6,412 New 205,321
ISHARES TR CORE S&P500 ETF 6,151 6,145 96,056.41 37,501
SPDR SERIES TRUST S&P BIOTECH 6,138 6,123 39,823.45 57,889
ISHARES INC MSCI BRAZIL CAPP 5,776 5,625 3,719.40 121,266
SPDR SERIES TRUST S&P METALS MNG 5,582 5,575 81,760.53 155,535
ISHARES TR CORE S&P MCP ETF 5,234 5,234 New 44,609
VANGUARD INDEX FDS REIT ETF 4,647 4,647 New 66,210
ISHARES TR S&P 100 IDX FD 4,122 4,122 New 56,022

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