TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 5,459
New Positions 913
Increased Positions 2,467
Decreased Positions 2,894
Positions with Activity 5,361
Sold Out Positions 1,279
Total Mkt Value (in $ millions) 783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.7%
Capital Goods 2.85%
Conglomerates 0.35%
Consumer Cyclical 1.85%
Consumer/Non-Cyclical 1.14%
Energy 2.69%
Financial 65.56%
Healthcare 2.91%
Services 7.52%
Technology 6.01%
Transportation 1.42%
Utilities 1.32%

2,467 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 194,960 186,906 2,320.58 971,354
VANGUARD WORLD FDS ENERGY ETF 10,476 2,960 39.39 73,643
ISHARES TR RUSSELL 2000 ETF 9,890 8,666 708.05 84,845
ISHARES TR RUS 1000 VAL ETF 9,154 9,154 New 89,185
VANGUARD INDEX FDS SM CP VAL ETF 8,905 8,905 New 84,331
VANGUARD WORLD FDS INF TECH ETF 8,411 3,148 59.82 82,923
ISHARES TR S&P MC 400GR ETF 7,513 3,857 105.49 47,600
ISHARES TR MSCI EMG MKT ETF 7,478 7,470 90,583.61 165,951
PROSHARES TR ULTRA FNCLS NEW 6,347 676 11.92 48,032
VANGUARD INDEX FDS SMALL CP ETF 6,009 5,998 51,319 51,419
ISHARES EMU ETF 5,900 4,647 370.86 147,972
PROSHARES TR PSHS ULTRA QQQ 5,491 4,813 709.84 42,946
VANGUARD WORLD FDS UTILITIES ETF 5,072 5,072 New 53,610
ISHARES TR U.S. FINLS ETF 4,235 2,330 122.26 49,795
PROSHARES TR PSHS ULTRA O&G 4,155 4,155 New 48,363
SPDR SERIES TRUST S&P DIVID ETF 3,974 2,906 272.32 51,641
DIREXION SHS ETF TR DLYFINBEAR3X NEW 3,918 3,918 New 241,728
ISHARES TR SP SMCP600VL ETF 3,431 2,526 279.19 29,971
ISHARES TR RUSSELL 3000 ETF 3,356 3,356 New 28,017
ISHARES TR U.S. TECH ETF 3,079 3,013 4,537.33 30,189