TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 5,459
New Positions 913
Increased Positions 2,468
Decreased Positions 2,893
Positions with Activity 5,361
Sold Out Positions 1,279
Total Mkt Value (in $ millions) 778

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.7%
Capital Goods 2.85%
Conglomerates 0.35%
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 1.27%
Energy 2.66%
Financial 65.46%
Healthcare 2.87%
Services 7.58%
Technology 6%
Transportation 1.44%
Utilities 1.28%

2,893 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES QQQ TRUST UNIT SER 1 10,329 -122,178 (92.21) 104,437
ISHARES TR RUS 2000 GRW ETF 7,857 -15,497 (66.36) 58,354
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 6,549 -292 (4.26) 84,035
VANGUARD WORLD FDS CONSUM STP ETF 4,144 -4,716 (53.23) 35,581
ISHARES TR RUS 1000 ETF 3,794 -7,631 (66.79) 34,011
ISHARES TR U.S. ENERGY ETF 3,050 -2,444 (44.49) 55,045
PROSHARES TR PSHS ULTRUSS2000 2,824 -1,388 (32.95) 33,602
VANGUARD WORLD FDS TELCOMM ETF 2,536 -4,268 (62.73) 29,154
VANGUARD WORLD FDS CONSUM DIS ETF 2,452 -3,975 (61.85) 22,047
SPDR SERIES TRUST S&P RETAIL ETF 2,411 -968 (28.65) 27,554
ISHARES TR SP SMCP600GR ETF 2,395 -110 (4.4) 20,410
SPDR SERIES TRUST S&P BIOTECH 2,320 -3,719 (61.59) 15,246
SCHWAB STRATEGIC TR US BRD MKT ETF 2,313 -6,510 (73.79) 47,765
PROSHARES TR ULTRAPRO QQQ 2,181 -1,988 (47.69) 25,160
SPDR SERIES TRUST S&P METALS MNG 1,879 -1,049 (35.83) 43,482
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 1,801 -1,239 (40.74) 26,796
SELECT SECTOR SPDR TR SBI INT-INDS 1,635 -2,334 (58.8) 30,096
SPDR SERIES TRUST S&P BK ETF 1,238 -668 (35.05) 38,106
SPDR SERIES TRUST DJ REIT ETF 1,207 -580 (32.44) 14,085
ISHARES TR CORE HIGH DV ETF 1,194 -5,016 (80.78) 15,777