TOWER RESEARCH CAPITAL LLC (TRC) Information

377 BROADWAY, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 5,559
New Positions 976
Increased Positions 2,257
Decreased Positions 3,180
Positions with Activity 5,437
Sold Out Positions 1,301
Total Mkt Value (in $ millions) 1,061

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.39%
Capital Goods 0.74%
Conglomerates 0.16%
Consumer Cyclical 0.53%
Consumer/Non-Cyclical 0.43%
Energy 1.73%
Financial 87.03%
Healthcare 1.03%
Services 2.99%
Technology 1.87%
Transportation 0.36%
Utilities 0.5%

5,437 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 394,562 302,643 329.25 1,867,132
POWERSHARES QQQ TRUST UNIT SER 1 54,173 29,803 122.30 495,950
VANGUARD INDEX FDS REIT ETF 20,212 11,960 144.94 252,466
SPDR SERIES TRUST S&P BIOTECH 17,360 15,192 700.94 80,350
ISHARES TR CORE S&P MCP ETF 16,687 14,196 570.05 110,122
SELECT SECTOR SPDR TR SBI CONS STPLS 15,284 14,551 1,985.89 312,675
ISHARES TR RUS 1000 GRW ETF 12,837 12,837 New 127,390
VANGUARD INDEX FDS EXTEND MKT ETF 12,547 8,933 247.23 136,453
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 12,097 9,278 329.15 43,760
SELECT SECTOR SPDR TR SBI HEALTHCARE 11,345 11,047 3,709.23 155,112
ISHARES TR U.S. TECH ETF 10,396 8,202 373.70 95,494
SPDR SERIES TRUST S&P RETAIL ETF 10,289 6,141 148.06 104,407
VANGUARD WORLD FDS CONSUM DIS ETF 9,738 9,738 New 78,706
PROSHARES TR PSHS ULT S&P 500 9,245 9,019 3,993.65 68,323
ISHARES TR CORE S&P500 ETF 8,935 8,935 New 41,986
VANGUARD WORLD FDS INF TECH ETF 8,398 3,958 89.12 76,801
VANGUARD WORLD FDS CONSUM STP ETF 7,958 7,958 New 62,686
PROSHARES TR PSHS SHRT S&P500 7,162 7,162 New 341,881
DIREXION SHS ETF TR DLY SMCAP BULL3X 7,128 7,128 New 83,805
SELECT SECTOR SPDR TR SBI INT-UTILS 6,950 6,907 16,025.26 155,125