TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 5,518
New Positions 916
Increased Positions 2,509
Decreased Positions 2,993
Positions with Activity 5,502
Sold Out Positions 1,018
Total Mkt Value (in $ millions) 592

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.18%
Capital Goods 3.19%
Conglomerates 0.39%
Consumer Cyclical 1.73%
Consumer/Non-Cyclical 2.11%
Energy 4.4%
Financial 59.85%
Healthcare 3.23%
Services 10.31%
Technology 6.88%
Transportation 1.3%
Utilities 1.51%

5,502 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES RUSSELL 2000 ETF 40,113 37,874 1,690.95 363,313
ISHARES RUS 1000 ETF 12,490 12,490 New 122,985
ISHARES RUS 2000 GRW ETF 11,502 11,401 11,255.04 90,159
SPDR DOW JONES INDL AVRG ETF UT SER 1 8,570 -6,553 (43.33) 53,553
ISHARES S&P MC 400GR ETF 8,534 8,534 New 58,898
ISHARES MSCI EAFE ETF 8,252 6,713 436.11 124,538
ISHARES CORE S&P SCP ETF 7,354 5,225 245.41 69,682
VANGUARD INDEX FDS SML CP GRW ETF 7,012 7,012 New 59,715
POWERSHARES QQQ TRUST UNIT SER 1 6,667 6,249 1,497.06 79,262
DIREXION SHS ETF TR DLYFINBEAR3X NEW 6,239 3,173 103.51 280,919
ISHARES U.S. CNSM SV ETF 5,409 5,409 New 46,712
VANGUARD INDEX FDS REIT ETF 4,933 3,952 403.03 69,996
ISHARES CORE S&P MCP ETF 4,887 4,887 New 37,142
DIREXION SHS ETF TR DLY ENRGY BULL3X 4,776 4,776 New 53,402
VANGUARD INDEX FDS SMALL CP ETF 4,575 518 12.76 42,406
ISHARES US HOME CONS ETF 4,523 617 15.81 192,211
PROSHARES TR ULTRA FNCLS NEW 4,428 -1,002 (18.46) 39,798
ISHARES MRG RL ES CP ETF 4,374 4,374 New 357,953
VANGUARD INDEX FDS TOTAL STK MKT 4,071 4,071 New 43,196
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 3,984 2,858 253.66 97,755