TOSCAFUND ASSET MANAGEMENT LLP Information

7TH FLOOR, LONDON, , WC2E 9RA, (4207) 845-6139

Report Date: 09/30/2014

Position Statistics

Total Positions 15
New Positions 4
Increased Positions 6
Decreased Positions 9
Positions with Activity 15
Sold Out Positions 2
Total Mkt Value (in $ millions) 344

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 57.06%
Healthcare
Services 16.97%
Technology 3.05%
Transportation
Utilities

15 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITIGROUP INC COM NEW 39,614 -9,420 (19.21) 820,000
APOLLO GLOBAL MGMT LLC CL A SHS 37,890 17,682 87.50 1,500,000
INTERCONTINENTAL EXCHANGE INC COM 35,096 -8,508 (19.51) 165,000
NAVIENT CORP COM 33,660 -2,970 (8.11) 1,700,000
BLACKSTONE GROUP L P COM UNIT LTD 29,264 13,900 90.48 800,000
LIFE TIME FITNESS INC COM 29,038 29,038 New 525,000
HARTFORD FINL SVCS GROUP INC COM 27,552 -8,785 (24.18) 690,000
CAPITAL ONE FINL CORP COM 24,566 -5,374 (17.95) 320,000
CITIZENS FINL GROUP INC COM 23,667 23,667 New 980,000
GAMING & LEISURE PPTYS INC COM 21,431 21,431 New 650,000
PHOENIX COS INC NEW COM NEW 20,374 -2,560 (11.16) 318,799
LPL FINL HLDGS INC COM 11,001 11,001 New 260,000
NCR CORP NEW COM 10,488 -524 (4.76) 400,000
BANK AMER CORP COM -32,823 Sold Out 0
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR -17,787 Sold Out 0