TORTOISE INVESTMENT MANAGEMENT, LLC Information

2 WESTCHESTER PARK DRIVE, WHITE PLAINS, New York, 10604, (914) 686-0024

Report Date: 12/31/2015

Position Statistics

Total Positions 443
New Positions 25
Increased Positions 99
Decreased Positions 104
Positions with Activity 203
Sold Out Positions 13
Total Mkt Value (in $ millions) 290

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.52%
Capital Goods 0.47%
Conglomerates 0.05%
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 1.12%
Energy 0.37%
Financial 77.97%
Healthcare 0.91%
Services 1.52%
Technology 1.06%
Transportation 0.19%
Utilities 0.49%

443 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE S&P500 ETF 37,307 -407 (1.08) 179,828
NUVEEN NY DIVID ADVNTG MUN FD COM 20,194 -1,261 (5.88) 1,329,453
NUVEEN BUILD AMER BD OPPTNY FD COM 17,228 895 5.48 797,207
NUVEEN BUILD AMER BD FD COM 15,779 -3,101 (16.43) 721,139
NUVEEN CR STRATEGIES INCM FD COM SHS 13,574 5,647 71.24 1,711,787
ABERDEEN ASIA PACIFIC INCOM FD COM 12,076 484 4.18 2,395,969
SPDR S&P 500 ETF TR TR UNIT 10,309 350 3.51 49,965
ISHARES TR IBOXX HI YD ETF 9,685 2,037 26.63 115,508
ISHARES TR RUS 1000 ETF 8,175 -246 (2.93) 71,288
ISHARES INC CORE MSCI EMKT 7,510 1,487 24.68 179,247
MARKET VECTORS ETF TR SHT HG MUN ETF 7,390 621 9.17 293,133
NUVEEN MD PREM INCOME MUN FD COM 5,586 410 7.92 407,763
SPDR SER TR SHT TRM HGH YLD 5,211 225 4.51 195,896
ISHARES TR CORE MSCI EAFE 4,700 325 7.42 86,722
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 4,563 -153 (3.23) 56,905
ISHARES TR CORE S&P TTL STK 4,346 1,634 60.26 46,287
SPDR DOW JONES INDL AVRG ETF UT SER 1 4,271 -114 (2.61) 24,047
ISHARES TR EAFE SML CP ETF 3,925 8 .22 77,891
ISHARES TR CORE S&P SCP ETF 3,879 -115 (2.87) 34,052
ISHARES TR MSCI EAFE ETF 3,422 -72 (2.06) 58,571