TORTOISE INVESTMENT MANAGEMENT, LLC Information

239 CENTRAL AVENUE, WHITE PLAINS, New York, 10606, (914) 686-0024

Report Date: 09/30/2014

Position Statistics

Total Positions 448
New Positions 16
Increased Positions 75
Decreased Positions 146
Positions with Activity 221
Sold Out Positions 51
Total Mkt Value (in $ millions) 245

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 0.59%
Conglomerates 0.2%
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.79%
Energy 0.68%
Financial 71.14%
Healthcare 1.16%
Services 1.57%
Technology 1.3%
Transportation 0.29%
Utilities 2.67%

448 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE S&P500 ETF 35,168 3,268 10.25 170,397
NUVEEN BUILD AMER BD FD COM 14,973 1,070 7.69 688,752
NUVEEN BUILD AMER BD OPPTNY FD COM 11,504 753 7.00 515,164
NUVEEN NY DIV ADVANTG MUN FD 2 COM 10,630 859 8.79 789,160
SPDR S&P 500 ETF TR TR UNIT 10,305 -193 (1.84) 50,274
ISHARES INC CORE MSCI EMKT 8,402 411 5.15 172,168
ABERDEEN ASIA PACIFIC INCOM FD COM 7,401 935 14.46 1,328,788
POWERSHARES ETF TR II BUILD AMER ETF 7,341 -1,517 (17.13) 236,879
ISHARES TR RUS 1000 ETF 7,078 -27 (0.38) 61,841
NUVEEN NY DIVID ADVNTG MUN FD COM 6,086 351 6.12 440,675
KINDER MORGAN INC DEL COM 5,851 -4,812 (45.13) 138,409
ISHARES GL TIMB FORE ETF 4,690 121 2.65 88,210
ISHARES TR CORE MSCI EAFE 4,505 538 13.55 80,703
SPDR DOW JONES INDL AVRG ETF UT SER 1 4,435 -9 (0.2) 25,141
ISHARES EAFE SML CP ETF 4,254 11 .26 91,381
ISHARES TR MSCI EAFE ETF 4,175 -54 (1.28) 68,038
ISHARES TR CORE S&P SCP ETF 3,964 355 9.84 35,308
SPDR SERIES TRUST BRC BLD AMER BD 3,733 -627 (14.38) 57,388
MARKET VECTORS ETF TR SHT HG MUN ETF 3,559 1,422 66.54 138,137
ISHARES TR MSCI EMG MKT ETF 3,483 -54 (1.53) 85,445