TORTOISE INVESTMENT MANAGEMENT, LLC Information

239 CENTRAL AVENUE, WHITE PLAINS, New York, 10606, (914) 686-0024

Report Date: 12/31/2014

Position Statistics

Total Positions 506
New Positions 109
Increased Positions 222
Decreased Positions 97
Positions with Activity 319
Sold Out Positions 29
Total Mkt Value (in $ millions) 254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.87%
Capital Goods 0.65%
Conglomerates 0.21%
Consumer Cyclical 0.18%
Consumer/Non-Cyclical 0.78%
Energy 0.56%
Financial 72.89%
Healthcare 1.14%
Services 1.7%
Technology 1.46%
Transportation 0.28%
Utilities 2%

506 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE S&P500 ETF 36,190 471 1.32 172,645
NUVEEN BUILD AMER BD FD COM 15,784 1,155 7.90 743,131
NUVEEN BUILD AMER BD OPPTNY FD COM 12,875 1,675 14.96 592,208
NUVEEN NY DIV ADVANTG MUN FD 2 COM 10,871 241 2.27 807,057
SPDR S&P 500 ETF TR TR UNIT 10,498 29 .27 50,411
ABERDEEN ASIA PACIFIC INCOM FD COM 8,471 1,216 16.76 1,551,450
ISHARES TR RUS 1000 ETF 8,339 1,112 15.39 71,356
ISHARES INC CORE MSCI EMKT 6,852 -1,495 (17.91) 141,332
NUVEEN NY DIVID ADVNTG MUN FD COM 6,518 411 6.72 470,295
ISHARES GL TIMB FORE ETF 4,742 -114 (2.35) 86,140
SPDR SER TR SHT TRM HGH YLD 4,671 4,250 1,008.28 159,869
SPDR DOW JONES INDL AVRG ETF UT SER 1 4,510 New 25,141
ISHARES TR CORE MSCI EAFE 4,506 -286 (5.97) 75,886
KINDER MORGAN INC DEL COM 4,474 -1,349 (23.17) 106,345
ISHARES TR MSCI EAFE ETF 4,408 -26 (0.6) 67,633
MARKET VECTORS ETF TR SHT HG MUN ETF 4,177 657 18.66 163,919
ISHARES TR CORE S&P SCP ETF 3,927 -257 (6.14) 33,141
ISHARES EAFE SML CP ETF 3,806 -752 (16.5) 76,301
POWERSHARES ETF TR II BUILD AMER ETF 3,241 -3,958 (54.98) 106,643
ISHARES TR MSCI EMG MKT ETF 3,182 -255 (7.42) 79,105