TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2015

Position Statistics

Total Positions 1,001
New Positions 73
Increased Positions 346
Decreased Positions 489
Positions with Activity 835
Sold Out Positions 77
Total Mkt Value (in $ millions) 8,728

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 26.19%
Capital Goods 2.69%
Conglomerates 0.71%
Consumer Cyclical 3.18%
Consumer/Non-Cyclical 4.02%
Energy 5.08%
Financial 8.75%
Healthcare 10.9%
Services 12.62%
Technology 16.98%
Transportation 1.49%
Utilities 1.91%

1,001 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM -161 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -1,171 Sold Out 0
AMERICAN ELEC PWR INC COM -948 Sold Out 0
AMERIPRISE FINL INC COM -237 Sold Out 0
ANTHEM INC COM -2,533 Sold Out 0
ARC RES LTD CDA COM -200 Sold Out 0
ASIA PAC FD INC COM -699 Sold Out 0
B/E AEROSPACE INC COM -208 Sold Out 0
BANK MONTREAL QUE COM -236 Sold Out 0
BARISAN GOLD CORP COM ACCD INVS New 955,850
BHP BILLITON LTD SHS -254 Sold Out 0
BOULDER GROWTH & INCOME FD INC COM -122 Sold Out 0
BRAZIL RES INC COM -119 Sold Out 0
CASTLE A M & CO COM -5,557 Sold Out 0
CBOE HLDGS INC COM -189 Sold Out 0
CBRE GROUP INC CL A -455 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -256 Sold Out 0
CITIGROUP CAP XIII TR PFD SECS -5,317 Sold Out 0
CITY NATL CORP COM -386 Sold Out 0
CIVEO CORP COM -45 Sold Out 0