TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2014

Position Statistics

Total Positions 1,472
New Positions 91
Increased Positions 457
Decreased Positions 637
Positions with Activity 1,094
Sold Out Positions 95
Total Mkt Value (in $ millions) 7,974

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 23.5%
Capital Goods 4.29%
Conglomerates 0.09%
Consumer Cyclical 3.37%
Consumer/Non-Cyclical 4.96%
Energy 8.22%
Financial 7.89%
Healthcare 9.96%
Services 12.03%
Technology 21.4%
Transportation 1.53%
Utilities 2.26%

1,472 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
A21 INC COM New 1
ACCURAY INC COM -87 Sold Out 0
AEGON N V NY REGISTRY SH Sold Out 0
AIR INDS GROUP INC COM NEW -194 Sold Out 0
ALBEMARLE CORP COM -36 Sold Out 0
ALGONQUIN PWR & UTILS CORP COM -19 Sold Out 0
ALMADEN MINERALS LTD COM -156 Sold Out 0
AMERCO COM -111 Sold Out 0
AMERICAN EAGLE OUTFITTERS NEW COM -35 Sold Out 0
AMERICAN WOODMARK CORP COM -7 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -75 Sold Out 0
ANIXTER INTL INC COM -4 Sold Out 0
APOGEE ENTERPRISES INC COM -75 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -69 Sold Out 0
ARENA MINERALS INC COM -106 Sold Out 0
ASSOCIATED BANC CORP COM -56 Sold Out 0
ASTRONICS CORP CL B -25 Sold Out 0
ATWOOD OCEANICS INC COM -5 Sold Out 0
AXIALL CORP COM -6,753 Sold Out 0
AZZ INC COM Sold Out 0