TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 06/30/2014

Position Statistics

Total Positions 1,911
New Positions 530
Increased Positions 891
Decreased Positions 663
Positions with Activity 1,554
Sold Out Positions 157
Total Mkt Value (in $ millions) 9,152

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 28.29%
Capital Goods 2.96%
Conglomerates 1.31%
Consumer Cyclical 2.73%
Consumer/Non-Cyclical 4.31%
Energy 5.99%
Financial 8.13%
Healthcare 9.15%
Services 10.39%
Technology 18.97%
Transportation 1.32%
Utilities 2.03%

1,911 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AAR CORP COM -3 Sold Out 0
ADECCO SA CHESEREX ORD -84 Sold Out 0
AEROPOSTALE COM -872 Sold Out 0
AKORN INC COM -559 Sold Out 0
ALLEGIANT TRAVEL CO COM -25 Sold Out 0
ALON USA ENERGY INC COM -1 Sold Out 0
AMERICAN AXLE & MFG HLDGS INC COM -153 Sold Out 0
AMERICAN NATL INS CO COM -6 Sold Out 0
AMERICAN RESIDENTIAL PPTYS INC COM -95 Sold Out 0
AMERIGAS PARTNERS L P UNIT L P INT -45 Sold Out 0
ANN INC COM -1 Sold Out 0
ANNIES INC COM -359 Sold Out 0
ARIAD PHARMACEUTICALS INC COM -313 Sold Out 0
ARUBA NETWORKS INC COM -29 Sold Out 0
AVIZA TECHNOLOGY INC COM Sold Out 0
BALDWIN & LYONS INC CL B -6 Sold Out 0
BENCHMARK ELECTRS INC COM -1 Sold Out 0
BLACK BOX CORP DEL COM Sold Out 0
BLACKROCK INC COM -9 Sold Out 0
BPZ RESOURCES INC COM -6 Sold Out 0