TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2014

Position Statistics

Total Positions 1,473
New Positions 91
Increased Positions 456
Decreased Positions 639
Positions with Activity 1,095
Sold Out Positions 95
Total Mkt Value (in $ millions) 7,954

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 23.09%
Capital Goods 4.27%
Conglomerates 0.09%
Consumer Cyclical 3.37%
Consumer/Non-Cyclical 4.91%
Energy 8.2%
Financial 7.87%
Healthcare 9.88%
Services 12.01%
Technology 21.89%
Transportation 1.6%
Utilities 2.29%

1,473 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACCURAY INC COM -88 Sold Out 0
AEGON N V NY REGISTRY SH Sold Out 0
AIR INDS GROUP INC COM NEW -198 Sold Out 0
ALBEMARLE CORP COM -34 Sold Out 0
ALGONQUIN PWR & UTILS CORP COM -19 Sold Out 0
ALMADEN MINERALS LTD COM -142 Sold Out 0
AMERCO COM -109 Sold Out 0
AMERICAN EAGLE OUTFITTERS NEW COM -32 Sold Out 0
AMERICAN WOODMARK CORP COM -7 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -78 Sold Out 0
ANIXTER INTL INC COM -4 Sold Out 0
APOGEE ENTERPRISES INC COM -74 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -72 Sold Out 0
ARENA MINERALS INC COM -91 Sold Out 0
ASSOCIATED BANC CORP COM -53 Sold Out 0
ASTRONICS CORP CL B -25 Sold Out 0
ATWOOD OCEANICS INC COM -5 Sold Out 0
AXIALL CORP COM -6,513 Sold Out 0
AZZ INC COM Sold Out 0
BANRO CORP COM -2,846 Sold Out 0