TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 09/30/2014

Position Statistics

Total Positions 1,776
New Positions 28
Increased Positions 334
Decreased Positions 1,314
Positions with Activity 1,648
Sold Out Positions 914
Total Mkt Value (in $ millions) 9,013

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 29.38%
Capital Goods 2.69%
Conglomerates 1.39%
Consumer Cyclical 3%
Consumer/Non-Cyclical 4.55%
Energy 4.83%
Financial 6.92%
Healthcare 11.63%
Services 11.64%
Technology 18.26%
Transportation 1.41%
Utilities 2.09%

1,776 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
A21 INC COM Sold Out 0
ABB LTD SPONSORED ADR -56 Sold Out 0
ABB LTD ZUERICH NAMEN AKT -31 Sold Out 0
ACASTI PHARMA INC CL A SHS Sold Out 0
ACE LIMITED SHS -121 Sold Out 0
ACETO CORP COM -182 Sold Out 0
ACXIOM CORP COM -55 Sold Out 0
ADVENT SOFTWARE INC COM -99 Sold Out 0
ADVISORS INNER CIRCLE FD EDGWD GRW INST -103 Sold Out 0
ADVISORS SERIES TRUST OSH ENHN DIV I -61 Sold Out 0
AEGERION PHARMACEUTICALS INC COM -317 Sold Out 0
AERCAP HOLDINGS NV SHS -8 Sold Out 0
AGL RES INC COM -63 Sold Out 0
AIR FRANCE KLM SPONSORED ADR -23 Sold Out 0
AIR TRANSPORT SERVICES GRP INC COM -21 Sold Out 0
AIRCASTLE LTD COM -1 Sold Out 0
AIRGAS INC COM -90 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -3 Sold Out 0
ALASKA AIR GROUP INC COM -210 Sold Out 0
ALBANY INTL CORP CL A -2,688 Sold Out 0