TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2013

Position Statistics

Total Positions 1,507
New Positions 604
Increased Positions 871
Decreased Positions 478
Positions with Activity 1,349
Sold Out Positions 129
Total Mkt Value (in $ millions) 7,537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.1%
Capital Goods 4.65%
Conglomerates 0.15%
Consumer Cyclical 3.12%
Consumer/Non-Cyclical 5.66%
Energy 7.53%
Financial 8.08%
Healthcare 10.04%
Services 12.37%
Technology 22.22%
Transportation 1.66%
Utilities 2.13%

1,507 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGNICO EAGLE MINES LTD COM -45,859 Sold Out 0
AGRIUM INC COM -9,433 Sold Out 0
ALPS ETF TR ALERIAN MLP -4,809 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -271 Sold Out 0
ANGLO AMERN PLC ADR NEW -305 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -364 Sold Out 0
AXA SA SPONSORED ADR -2,739 Sold Out 0
B2GOLD CORP COM -41,843 Sold Out 0
BAE SYS PLC SPONSORED ADR -265 Sold Out 0
BANCO SANTANDER SA ADR -4,483 Sold Out 0
BARISAN GOLD CORP COM ACCD INVS Sold Out 0
BAYER A G SPONSORED ADR -4,437 Sold Out 0
BAYTEX ENERGY CORP COM -508 Sold Out 0
BCE INC COM NEW -5,639 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -17,908 Sold Out 0
BP PLC SPONSORED ADR -6,171 Sold Out 0
BRAZIL RES INC COM -514 Sold Out 0
CANADIAN NATL RY CO COM -8,656 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -364 Sold Out 0
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 -207 Sold Out 0