TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 09/30/2014

Position Statistics

Total Positions 1,776
New Positions 28
Increased Positions 334
Decreased Positions 1,314
Positions with Activity 1,648
Sold Out Positions 914
Total Mkt Value (in $ millions) 9,013

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 29.38%
Capital Goods 2.69%
Conglomerates 1.39%
Consumer Cyclical 3%
Consumer/Non-Cyclical 4.55%
Energy 4.83%
Financial 6.92%
Healthcare 11.63%
Services 11.64%
Technology 18.26%
Transportation 1.41%
Utilities 2.09%

1,776 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 2,587 1 .04 89,511
3M CO COM 35,831 316 .89 215,682
A21 INC COM Sold Out 0
AAON INC COM PAR $0.004 288 -272 (48.58) 12,780
ABB LTD SPONSORED ADR -56 Sold Out 0
ABB LTD ZUERICH NAMEN AKT -31 Sold Out 0
ABBOTT LABS COM 6,947 -2,191 (23.98) 153,499
ABBVIE INC COM 11,048 104 .95 175,029
ABERCROMBIE & FITCH CO CL A 2,202 -43 (1.91) 84,408
ABTECH HLDGS INC COM 25 New 74,000
ACADIA PHARMACEUTICALS COM 739 New 23,800
ACASTI PHARMA INC CL A SHS Sold Out 0
ACCELERON PHARMA INC COM 396 -108 (21.44) 10,075
ACCENTURE PLC IRELAND SHS CLASS A 1,839 16 .89 21,476
ACCESS MIDSTREAM PARTNERS L P UNIT 198 10 5.48 3,850
ACCO BRANDS CORP COM 31,913 -13,133 (29.16) 3,849,603
ACE LIMITED SHS -121 Sold Out 0
ACETO CORP COM -182 Sold Out 0
ACORDA THERAPEUTICS INC COM 630 New 15,000
ACTAVIS PLC SHS 75,185 2,761 3.81 275,150