TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2014

Position Statistics

Total Positions 1,025
New Positions 168
Increased Positions 454
Decreased Positions 463
Positions with Activity 917
Sold Out Positions 97
Total Mkt Value (in $ millions) 9,083

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 25.83%
Capital Goods 2.99%
Conglomerates 1.33%
Consumer Cyclical 3.22%
Consumer/Non-Cyclical 3.99%
Energy 4.5%
Financial 8.29%
Healthcare 11%
Services 12.39%
Technology 17.68%
Transportation 1.34%
Utilities 1.89%

1,025 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES 322 322 New 2,953
BANCO SANTANDER SA ADR 3,814 81 2.17 510,525
CRH PLC ADR 2,468 2,468 New 92,100
INGENICO ADR 2,501 232 10.21 113,300
RANDGOLD RES LTD ADR 92,321 3,371 3.79 1,301,030
HITACHI LTD ADR 10 COM 3,926 New 56,000
JPMORGAN CHASE & CO ALERIAN ML ETN 1,732 1,732 New 40,725
ALPS ETF TR ALERIAN MLP 3,006 3,006 New 182,390
TOCQUEVILLE TR ALT STR 20,087 20,087 New 732,567
MORGAN STANLEY CAP TR VII CAP SECS 6.60% 510 510 New 19,875
MATTHEWS INTL FDS CHINA FUND INVST 2,527 2,527 New 112,642
ISHARES TR CHINA LG-CAP ETF 1,137 1,137 New 26,375
ABERCROMBIE & FITCH CO CL A -1,833 Sold Out 0
AIR LEASE CORP CL A 284 38 15.39 7,500
AMERICAN HOMES 4 RENT CL A 375 -98 (20.69) 23,000
AMERICAN SOFTWARE INC CL A 320 -5 (1.6) 30,850
APOLLO ED GROUP INC CL A 2,538 -824 (24.5) 132,217
BERKSHIRE HATHAWAY INC DEL CL A 5,208 New 24
BGC PARTNERS INC CL A 3,218 -990 (23.52) 347,192
BOSTON BEER INC CL A 717 107 17.58 2,675