TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2014

Position Statistics

Total Positions 1,025
New Positions 168
Increased Positions 454
Decreased Positions 463
Positions with Activity 917
Sold Out Positions 97
Total Mkt Value (in $ millions) 9,303

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 25.82%
Capital Goods 2.96%
Conglomerates 1.33%
Consumer Cyclical 3.25%
Consumer/Non-Cyclical 3.97%
Energy 4.88%
Financial 8.39%
Healthcare 10.69%
Services 12.23%
Technology 17.64%
Transportation 1.29%
Utilities 1.88%

1,025 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AAON INC COM PAR $0.004 -310 Sold Out 0
ABERCROMBIE & FITCH CO CL A -1,932 Sold Out 0
AECOM COM -199 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -467 Sold Out 0
ANDERSONS INC COM -216 Sold Out 0
ANNALY CAP MGMT INC COM -168 Sold Out 0
ANSYS INC COM -540 Sold Out 0
ARGONAUT GOLD INC NEW COM -14,059 Sold Out 0
ASPEN TECHNOLOGY INC COM -535 Sold Out 0
AXIALL CORP COM -2,297 Sold Out 0
BAE SYS PLC SPONSORED ADR -239 Sold Out 0
BAYTEX ENERGY CORP COM -206 Sold Out 0
BIOSCRIP INC COM -262 Sold Out 0
BURGER KING WORLDWIDE INC COM -1,557 Sold Out 0
CACHE INC COM NEW -1 Sold Out 0
CALIFORNIA RES CORP COM -833 Sold Out 0
CARBO CERAMICS INC COM -927 Sold Out 0
CENTURY CMNTYS INC COM -199 Sold Out 0
CHEMOCENTRYX INC COM -394 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -231 Sold Out 0