TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2014

Position Statistics

Total Positions 1,030
New Positions 169
Increased Positions 454
Decreased Positions 469
Positions with Activity 923
Sold Out Positions 99
Total Mkt Value (in $ millions) 9,084

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 27.54%
Capital Goods 2.79%
Conglomerates 1.52%
Consumer Cyclical 3.17%
Consumer/Non-Cyclical 3.92%
Energy 4.47%
Financial 7.84%
Healthcare 11.28%
Services 11.96%
Technology 16.92%
Transportation 1.37%
Utilities 1.97%

1,030 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AAON INC COM PAR $0.004 -279 Sold Out 0
ABERCROMBIE & FITCH CO CL A -2,154 Sold Out 0
AECOM TECHNOLOGY CORP DELAWARE COM -152 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -419 Sold Out 0
ANDERSONS INC COM -234 Sold Out 0
ANNALY CAP MGMT INC COM -172 Sold Out 0
ANSYS INC COM -496 Sold Out 0
ARGONAUT GOLD INC NEW COM -16,297 Sold Out 0
ASPEN TECHNOLOGY INC COM -458 Sold Out 0
AXIALL CORP COM -2,213 Sold Out 0
BAE SYS PLC SPONSORED ADR -235 Sold Out 0
BAYTEX ENERGY CORP COM -172 Sold Out 0
BIOSCRIP INC COM -288 Sold Out 0
BRAZIL RES INC COM -101 Sold Out 0
BURGER KING WORLDWIDE INC COM -1,557 Sold Out 0
CACHE INC COM NEW -6 Sold Out 0
CALIFORNIA RES CORP COM -449 Sold Out 0
CARBO CERAMICS INC COM -753 Sold Out 0
CENTURY CMNTYS INC COM -161 Sold Out 0
CHEMOCENTRYX INC COM -411 Sold Out 0