TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2015

Position Statistics

Total Positions 1,000
New Positions 73
Increased Positions 345
Decreased Positions 489
Positions with Activity 834
Sold Out Positions 77
Total Mkt Value (in $ millions) 8,834

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 26.05%
Capital Goods 2.76%
Conglomerates 0.72%
Consumer Cyclical 3.14%
Consumer/Non-Cyclical 4.01%
Energy 4.82%
Financial 8.81%
Healthcare 11.23%
Services 12.64%
Technology 17.03%
Transportation 1.42%
Utilities 1.89%

1,000 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACELRX PHARMACEUTICALS INC COM -138 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -1,166 Sold Out 0
AMERICAN ELEC PWR INC COM -928 Sold Out 0
AMERIPRISE FINL INC COM -242 Sold Out 0
ANTHEM INC COM -2,722 Sold Out 0
ARC RES LTD CDA COM -186 Sold Out 0
ASIA PAC FD INC COM -695 Sold Out 0
B/E AEROSPACE INC COM -210 Sold Out 0
BANK MONTREAL QUE COM -233 Sold Out 0
BHP BILLITON LTD SHS -223 Sold Out 0
BOULDER GROWTH & INCOME FD INC COM -125 Sold Out 0
BRAZIL RES INC COM -107 Sold Out 0
CASTLE A M & CO COM -9,366 Sold Out 0
CBOE HLDGS INC COM -197 Sold Out 0
CBRE GROUP INC CL A -452 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -237 Sold Out 0
CITIGROUP CAP XIII TR PFD SECS -5,336 Sold Out 0
CITY NATL CORP COM -388 Sold Out 0
CIVEO CORP COM -40 Sold Out 0
COMMSCOPE HLDG CO INC COM -7,766 Sold Out 0