TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2014

Position Statistics

Total Positions 1,472
New Positions 91
Increased Positions 454
Decreased Positions 639
Positions with Activity 1,093
Sold Out Positions 95
Total Mkt Value (in $ millions) 7,807

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.95%
Capital Goods 4.24%
Conglomerates 0.1%
Consumer Cyclical 3.41%
Consumer/Non-Cyclical 4.93%
Energy 8.17%
Financial 7.97%
Healthcare 10.07%
Services 12.12%
Technology 21.65%
Transportation 1.6%
Utilities 2.29%

1,472 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCURAY INC COM -82 Sold Out 0
AEGON N V NY REGISTRY SH Sold Out 0
AIR INDS GROUP INC COM NEW -194 Sold Out 0
ALBEMARLE CORP COM -33 Sold Out 0
ALGONQUIN PWR & UTILS CORP COM -19 Sold Out 0
ALMADEN MINERALS LTD COM -144 Sold Out 0
AMERCO COM -104 Sold Out 0
AMERICAN EAGLE OUTFITTERS NEW COM -33 Sold Out 0
AMERICAN WOODMARK CORP COM -7 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -82 Sold Out 0
ANIXTER INTL INC COM -4 Sold Out 0
APOGEE ENTERPRISES INC COM -72 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -70 Sold Out 0
ARENA MINERALS INC COM -95 Sold Out 0
ASSOCIATED BANC CORP COM -55 Sold Out 0
ASTRONICS CORP CL B -26 Sold Out 0
ATWOOD OCEANICS INC COM -4 Sold Out 0
AXIALL CORP COM -6,262 Sold Out 0
AZZ INC COM Sold Out 0
BANRO CORP COM -2,547 Sold Out 0