TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2014

Position Statistics

Total Positions 1,472
New Positions 91
Increased Positions 455
Decreased Positions 639
Positions with Activity 1,094
Sold Out Positions 95
Total Mkt Value (in $ millions) 7,894

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 23.04%
Capital Goods 4.27%
Conglomerates 0.09%
Consumer Cyclical 3.38%
Consumer/Non-Cyclical 4.97%
Energy 8.26%
Financial 7.97%
Healthcare 9.9%
Services 12.09%
Technology 21.62%
Transportation 1.59%
Utilities 2.32%

1,472 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
GOLDCORP INC NEW COM -58,561 Sold Out 0
MASTERCARD INC CL A 15,486 -33,446 (68.35) 199,642
PEPSICO INC COM 26,033 -33,152 (56.01) 283,242
FEDEX CORP COM 328 -27,108 (98.81) 2,150
HOME DEPOT INC COM 105,527 -26,876 (20.3) 1,299,591
ACUITY BRANDS INC COM 8,063 -24,451 (75.2) 71,616
NEW GOLD INC CDA COM 4,707 -23,916 (83.55) 758,004
CELANESE CORP DEL COM SER A 9,729 -23,565 (70.78) 155,816
IDEX CORP COM 3,715 -23,267 (86.23) 46,900
CHESAPEAKE ENERGY CORP COM 63 -21,998 (99.72) 2,300
SEVENTY SEVEN ENERGY INC COM 56 -19,670 (99.72) 2,300
ALBANY INTL CORP CL A 8,386 -18,573 (68.89) 224,940
KNOWLES CORP COM 481 -14,887 (96.87) 15,556
XCERRA CORP COM 4,637 -14,649 (75.96) 490,134
ACCO BRANDS CORP COM 33,419 -12,927 (27.89) 5,381,450
CABOT CORP COM 31,407 -12,470 (28.42) 540,750
ISIS PHARMACEUTICALS INC COM 38,633 -12,192 (23.99) 1,261,703
BROOKS AUTOMATION INC COM 4,194 -10,714 (71.87) 408,400
SCORPIO MNG CORP COM -9,795 Sold Out 0
LOWES COS INC COM 13,263 -8,264 (38.39) 276,309