TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 06/30/2014

Position Statistics

Total Positions 1,911
New Positions 533
Increased Positions 894
Decreased Positions 661
Positions with Activity 1,555
Sold Out Positions 157
Total Mkt Value (in $ millions) 10,052

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 29.1%
Capital Goods 3.06%
Conglomerates 1.18%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 4.04%
Energy 6.9%
Financial 7.8%
Healthcare 8.64%
Services 10.05%
Technology 19.07%
Transportation 1.33%
Utilities 1.87%

1,911 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PULTE GROUP INC COM 169 New 9,000
FIDELITY NATL INFORMATION SVCS COM 169 -13 (7.06) 2,962
INTEGRYS ENERGY GROUP INC COM 169 New 2,533
CITIGROUP INC COM NEW 169 -599 (78.04) 3,217
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 168 168 New 5,518
NORFOLK SOUTHERN CORP COM 168 -22 (11.4) 1,554
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 167 97 138.40 7,233
WISDOMTREE TR INDIA ERNGS FD 165 165 New 7,200
NVIDIA CORP COM 165 -1 (0.8) 8,633
CAE INC COM 164 164 New 13,312
SELECT SECTOR SPDR TR SBI CONS DISCR 164 164 New 2,400
STRAYER ED INC COM 163 -14 (7.68) 2,705
TRIPLE-S MGMT CORP CL B 163 83 103.97 8,793
F5 NETWORKS INC COM 163 New 1,300
SOUTHERN CO COM 162 2 1.35 3,742
STRATASYS LTD SHS 161 New 1,300
SELECT SECTOR SPDR TR TECHNOLOGY 161 161 New 4,010
GUIDEWIRE SOFTWARE INC COM 161 161 New 3,500
OMNICARE INC COM 160 -50 (23.83) 2,538
CONSOLIDATED EDISON INC COM 160 New 2,838