TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2013

Position Statistics

Total Positions 1,507
New Positions 604
Increased Positions 871
Decreased Positions 478
Positions with Activity 1,349
Sold Out Positions 129
Total Mkt Value (in $ millions) 7,550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.04%
Capital Goods 4.69%
Conglomerates 0.15%
Consumer Cyclical 3.12%
Consumer/Non-Cyclical 5.66%
Energy 7.57%
Financial 8.11%
Healthcare 10.02%
Services 12.4%
Technology 22.18%
Transportation 1.67%
Utilities 2.1%

1,507 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CEPHEID COM 220 220 New 4,600
RED ROBIN GOURMET BURGERS INC COM 220 220 New 3,245
TEMPUR SEALY INTL INC COM 218 218 New 4,500
PBF ENERGY INC CL A 217 217 New 7,670
L BRANDS INC COM 216 -11 (4.76) 4,000
CORELOGIC INC COM 214 New 7,500
WINDSTREAM HLDGS INC COM 213 -127 (37.27) 24,150
THERAVANCE INC COM 212 New 8,000
FRONTIER COMMUNICATIONS CORP COM 209 (0.16) 35,530
ELECTRONICS FOR IMAGING INC COM 208 208 New 5,254
PACCAR INC COM 207 207 New 3,170
LVMH MOET HENNESSY LOU VUITTON ORD 206 New 1,050
INSMED INC COM PAR $.01 201 New 15,000
AIR LEASE CORP CL A 200 200 New 5,500
SUN HYDRAULICS CORP COM 199 199 New 4,817
SS&C TECHNOLOGIES HLDGS INC COM 196 196 New 5,100
SOUTHWESTERN ENERGY CO COM 196 196 New 4,000
GENOMIC HEALTH INC COM 196 -24 (10.98) 7,300
HAVERTY FURNITURE INC COM 195 -193 (49.64) 7,696
QUANTA SVCS INC COM 195 195 New 5,325