TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2014

Position Statistics

Total Positions 1,473
New Positions 91
Increased Positions 456
Decreased Positions 639
Positions with Activity 1,095
Sold Out Positions 95
Total Mkt Value (in $ millions) 7,954

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 23.17%
Capital Goods 4.31%
Conglomerates 0.09%
Consumer Cyclical 3.38%
Consumer/Non-Cyclical 4.92%
Energy 8.19%
Financial 7.87%
Healthcare 9.77%
Services 11.97%
Technology 21.95%
Transportation 1.57%
Utilities 2.29%

1,473 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TIME WARNER INC COM NEW 210 -16 (6.92) 2,420
FOSTER L B CO COM 207 -62 (23.13) 4,058
PARK OHIO HLDGS CORP COM 207 -1,525 (88.03) 3,400
MAXIM INTEGRATED PRODS INC COM 207 5 2.71 6,065
SYMANTEC CORP COM 206 186 935.29 8,800
ELECTRO RENT CORP COM 205 -3 (1.55) 12,992
NU SKIN ENTERPRISES INC CL A 204 10 4.92 3,200
LITHIA MTRS INC CL A 203 New 2,250
EXELON CORP COM 203 New 6,400
FRONTIER COMMUNICATIONS CORP COM 203 -6 (2.82) 34,530
PBF ENERGY INC CL A 203 -4 (1.92) 7,523
ENLINK MIDSTREAM LLC COM UNIT REP LTD 203 New 5,000
RED ROBIN GOURMET BURGERS INC COM 203 -7 (3.14) 3,143
QLIK TECHNOLOGIES INC COM 202 61 42.86 9,000
PUMA BIOTECHNOLOGY INC COM 201 124 161.54 3,400
BUCKEYE PARTNERS L P UNIT LTD PARTN 200 -8 (3.96) 2,425
INFINITY PHARMACEUTICALS INC COM 200 91 83.64 20,200
KINDER MORGAN INC DEL COM 198 -246 (55.4) 5,251
GOLUB CAP BDC INC COM 196 56 40.12 11,350
SUN HYDRAULICS CORP COM 194 (0.04) 4,815