TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 09/30/2014

Position Statistics

Total Positions 1,784
New Positions 28
Increased Positions 334
Decreased Positions 1,321
Positions with Activity 1,655
Sold Out Positions 918
Total Mkt Value (in $ millions) 9,186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 29.67%
Capital Goods 2.9%
Conglomerates 1.36%
Consumer Cyclical 2.93%
Consumer/Non-Cyclical 4.29%
Energy 6.08%
Financial 7.11%
Healthcare 10.45%
Services 11.29%
Technology 18.45%
Transportation 1.31%
Utilities 1.97%

1,784 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEXAS PAC LD TR SUB CTF PROP I T 239 New 1,500
HEARTWARE INTL INC COM 236 -317 (57.32) 3,220
TORNIER N V SHS 236 -113 (32.33) 9,000
CHEMOCENTRYX INC COM 235 New 50,000
HELMERICH & PAYNE INC COM 231 -125 (35.15) 2,821
WADDELL & REED FINL INC CL A 230 -69 (23.13) 4,652
BAE SYS PLC SPONSORED ADR 226 -43 (15.99) 7,744
ENDO INTL PLC SHS 225 -288 (56.16) 3,200
WILLIAMS PARTNERS L P COM UNIT L P 224 34 18.19 4,145
FIREEYE INC COM 222 222 New 7,000
CROWN HOLDINGS INC COM 220 -63 (22.41) 4,500
COOPER COS INC COM NEW 217 -71 (24.64) 1,300
SANDERSON FARMS INC COM 217 138 177.17 2,525
TWENTY FIRST CENTY FOX INC CL A 215 -257 (54.45) 6,104
UNDER ARMOUR INC CL A 215 -298 (58.11) 3,100
SIEMENS A G ORD 209 -70 (25) 1,800
GOLUB CAP BDC INC COM 209 6 3.00 12,000
HUDSON GLOBAL INC COM 208 -157 (42.97) 72,856
DENBURY RES INC COM NEW 208 New 20,500
LEGACY RESVS LP UNIT LP INT 208 New 10,000