TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2014

Position Statistics

Total Positions 1,026
New Positions 168
Increased Positions 454
Decreased Positions 464
Positions with Activity 918
Sold Out Positions 97
Total Mkt Value (in $ millions) 9,473

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 26.85%
Capital Goods 2.94%
Conglomerates 1.37%
Consumer Cyclical 3.19%
Consumer/Non-Cyclical 3.86%
Energy 4.52%
Financial 8.02%
Healthcare 11.16%
Services 12.04%
Technology 17.48%
Transportation 1.33%
Utilities 1.83%

1,026 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WHITEWAVE FOODS CO COM 936 -282 (23.15) 22,900
CELLDEX THERAPEUTICS INC NEW COM 935 217 30.21 37,500
LYONDELLBASELL INDUSTRIES N V SHS - A - 926 199 27.43 10,675
CONE MIDSTREAM PARTNERS LP COM UNIT REPST 923 -222 (19.4) 40,300
WD-40 CO COM 916 New 11,200
ELIZABETH ARDEN INC COM 913 490 115.69 55,000
DEPOMED INC COM 904 New 40,000
PACKAGING CORP AMER COM 903 -53 (5.5) 10,914
TURQUOISE HILL RES LTD COM 900 -544 (37.7) 289,307
HSBC USA INC NEW PFD F FLT RATE 892 892 New 40,000
HANNOVER RUECKVERSICHERUNGS AG ORD 891 New 10,000
RECEPTOS INC COM 886 886 New 7,000
SUNCOR ENERGY INC NEW COM 881 881 New 28,900
SIRONA DENTAL SYSTEMS INC COM 869 New 9,550
PHILLIPS 66 COM 867 128 17.36 10,825
CHURCH & DWIGHT INC COM 865 New 10,125
RESTORATION HARDWARE HLDGS INC COM 862 862 New 10,025
HARMAN INTL INDS INC COM 861 462 115.52 6,250
BALL CORP COM 861 21 2.51 11,883
QUESTAR CORP COM 852 New 36,447