TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 09/30/2014

Position Statistics

Total Positions 1,776
New Positions 28
Increased Positions 334
Decreased Positions 1,314
Positions with Activity 1,648
Sold Out Positions 914
Total Mkt Value (in $ millions) 9,192

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 29.6%
Capital Goods 2.65%
Conglomerates 1.39%
Consumer Cyclical 2.93%
Consumer/Non-Cyclical 4.49%
Energy 4.96%
Financial 6.94%
Healthcare 11.56%
Services 11.5%
Technology 18.31%
Transportation 1.39%
Utilities 2.05%

1,776 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHILLIPS 66 COM 631 21 3.47 9,224
CAESARSTONE SDOT-YAM LTD ORD SHS 626 -572 (47.72) 9,900
SYNAGEVA BIOPHARMA CORP COM 620 -414 (40.06) 5,125
KOHLS CORP COM 612 22 3.78 9,957
TEXAS INSTRS INC COM 607 -38 (5.85) 11,019
JAZZ PHARMACEUTICALS PLC SHS USD 601 -773 (56.24) 3,402
TOTAL SYS SVCS INC COM 600 New 17,200
GENESEE & WYO INC CL A 594 26 4.51 6,950
ULTRA PETROLEUM CORP COM 594 New 43,950
MERRIMACK PHARMACEUTICALS INC COM 583 -462 (44.24) 60,000
VERISIGN INC COM 582 120 26.04 10,427
ISHARES MSCI AC ASIA ETF 581 -53 (8.33) 9,075
DST SYS INC DEL COM 570 -201 (26.06) 5,915
AVIS BUDGET GROUP COM 566 415 276.10 9,286
LIGAND PHARMACEUTICALS INC COM NEW 566 New 10,000
PRA GROUP INC COM 557 -133 (19.23) 10,500
MSCI INC COM 556 -600 (51.89) 10,200
DUN & BRADSTREET CORP DEL NEW COM 556 -378 (40.47) 4,671
NATIONAL GRID PLC SPON ADR NEW 549 -12 (2.21) 7,756
NEW YORK CMNTY BANCORP INC COM 548 New 34,500