TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 03/31/2014

Position Statistics

Total Positions 1,472
New Positions 91
Increased Positions 454
Decreased Positions 639
Positions with Activity 1,093
Sold Out Positions 95
Total Mkt Value (in $ millions) 7,813

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 23.15%
Capital Goods 4.24%
Conglomerates 0.1%
Consumer Cyclical 3.41%
Consumer/Non-Cyclical 4.95%
Energy 8.21%
Financial 7.95%
Healthcare 10.01%
Services 12.06%
Technology 21.51%
Transportation 1.57%
Utilities 2.32%

1,472 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HALLIBURTON CO COM 9,015 -4,130 (31.42) 126,576
KIMBERLY CLARK CORP COM 8,934 -470 (4.99) 83,425
JOY GLOBAL INC COM 8,923 28 .32 145,700
US BANCORP DEL COM NEW 8,851 11 .13 207,564
CHIPOTLE MEXICAN GRILL INC COM 8,746 -4,380 (33.37) 12,970
MOLYCORP INC DEL COM 8,743 -24 (0.27) 4,047,550
PINNACLE FINL PARTNERS INC COM 8,709 -219 (2.45) 235,376
NISOURCE INC COM 8,615 -493 (5.42) 221,745
ANADARKO PETE CORP COM 8,572 -2,951 (25.61) 78,481
ALBANY INTL CORP CL A 8,244 -18,259 (68.89) 224,940
PRUDENTIAL FINL INC COM 8,230 New 94,017
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 8,086 -1,533 (15.94) 135,700
PHARMACYCLICS INC COM 8,076 923 12.90 64,735
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 7,997 -445 (5.28) 95,333
SYSCO CORP COM 7,960 -2,206 (21.7) 217,544
WASTE MGMT INC DEL COM 7,948 114 1.45 174,347
BIOGEN IDEC INC COM 7,874 1,150 17.11 23,043
ACUITY BRANDS INC COM 7,867 -23,856 (75.2) 71,616
SALESFORCE COM INC COM 7,806 2,680 52.29 142,365
PHILIP MORRIS INTL INC COM 7,603 -1,159 (13.23) 89,811