TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 09/30/2014

Position Statistics

Total Positions 1,777
New Positions 28
Increased Positions 334
Decreased Positions 1,315
Positions with Activity 1,649
Sold Out Positions 915
Total Mkt Value (in $ millions) 9,142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 29.59%
Capital Goods 2.65%
Conglomerates 1.37%
Consumer Cyclical 2.93%
Consumer/Non-Cyclical 4.51%
Energy 4.91%
Financial 6.94%
Healthcare 11.49%
Services 11.5%
Technology 18.4%
Transportation 1.4%
Utilities 2.06%

1,777 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BHP BILLITON PLC SPONSORED ADR 11,731 -391 (3.23) 274,340
INTERNATIONAL TOWER HILL MINES COM 11,448 New 19,403,842
PHARMACYCLICS INC COM 11,195 1,506 15.55 70,610
METLIFE INC COM 11,135 150 1.37 228,307
DISNEY WALT CO COM DISNEY 11,100 91 .83 117,190
ABBVIE INC COM 10,927 103 .95 175,029
RUSH ENTERPRISES INC CL A 10,874 -5,073 (31.81) 385,586
HUBBELL INC CL B 10,869 -2,931 (21.24) 101,600
TWITTER INC COM 10,600 -651 (5.79) 268,900
UNIVERSAL STAINLESS & ALLOY COM 10,476 New 493,452
ORASURE TECHNOLOGIES INC COM 10,387 -104 (0.99) 1,052,342
SALIX PHARMACEUTICALS INC COM 10,372 181 1.77 82,367
KINROSS GOLD CORP COM NO PAR 10,303 3,245 45.98 3,057,300
PRAXAIR INC COM 10,280 40 .39 81,365
EXELON CORP COM 10,213 2,948 40.59 273,306
SIGNATURE BK NEW YORK N Y COM 10,140 6,605 186.78 83,310
IVANHOE MINES LTD COM CL A 9,871 2 .02 15,209,266
BIOGEN IDEC INC COM 9,854 1,560 18.81 27,561
EMERSON ELEC CO COM 9,546 -128 (1.32) 164,250
PINNACLE FINL PARTNERS INC COM 9,496 150 1.61 251,217