TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 06/30/2014

Position Statistics

Total Positions 1,910
New Positions 533
Increased Positions 894
Decreased Positions 660
Positions with Activity 1,554
Sold Out Positions 157
Total Mkt Value (in $ millions) 10,315

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 30.86%
Capital Goods 3.03%
Conglomerates 1.26%
Consumer Cyclical 2.63%
Consumer/Non-Cyclical 3.88%
Energy 7%
Financial 7.57%
Healthcare 8.15%
Services 9.8%
Technology 18.43%
Transportation 1.29%
Utilities 1.87%

157 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AAR CORP COM -3 Sold Out 0
ADECCO SA CHESEREX ORD -120 Sold Out 0
AEROPOSTALE COM -1,167 Sold Out 0
AKORN INC COM -567 Sold Out 0
ALLEGIANT TRAVEL CO COM -28 Sold Out 0
ALON USA ENERGY INC COM -2 Sold Out 0
AMERICAN AXLE & MFG HLDGS INC COM -161 Sold Out 0
AMERICAN NATL INS CO COM -6 Sold Out 0
AMERICAN RESIDENTIAL PPTYS INC COM -93 Sold Out 0
AMERIGAS PARTNERS L P UNIT L P INT -45 Sold Out 0
ANN INC COM -1 Sold Out 0
ANNIES INC COM -233 Sold Out 0
ARIAD PHARMACEUTICALS INC COM -344 Sold Out 0
ARUBA NETWORKS INC COM -30 Sold Out 0
AVIZA TECHNOLOGY INC COM Sold Out 0
BALDWIN & LYONS INC CL B -6 Sold Out 0
BENCHMARK ELECTRS INC COM -1 Sold Out 0
BLACK BOX CORP DEL COM Sold Out 0
BLACKROCK INC COM -9 Sold Out 0
BPZ RESOURCES INC COM -10 Sold Out 0