TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2014

Position Statistics

Total Positions 1,026
New Positions 168
Increased Positions 454
Decreased Positions 464
Positions with Activity 918
Sold Out Positions 97
Total Mkt Value (in $ millions) 9,417

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 26.47%
Capital Goods 2.96%
Conglomerates 1.34%
Consumer Cyclical 3.21%
Consumer/Non-Cyclical 3.9%
Energy 4.57%
Financial 8.07%
Healthcare 11.28%
Services 12.15%
Technology 17.49%
Transportation 1.33%
Utilities 1.82%

97 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AAON INC COM PAR $0.004 -288 Sold Out 0
ABERCROMBIE & FITCH CO CL A -2,025 Sold Out 0
AECOM COM -180 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -454 Sold Out 0
ANDERSONS INC COM -232 Sold Out 0
ANNALY CAP MGMT INC COM -173 Sold Out 0
ANSYS INC COM -530 Sold Out 0
ARGONAUT GOLD INC NEW COM -13,173 Sold Out 0
ASPEN TECHNOLOGY INC COM -493 Sold Out 0
AXIALL CORP COM -2,348 Sold Out 0
BAE SYS PLC SPONSORED ADR -252 Sold Out 0
BAYTEX ENERGY CORP COM -172 Sold Out 0
BIOSCRIP INC COM -271 Sold Out 0
BURGER KING WORLDWIDE INC COM -1,557 Sold Out 0
CACHE INC COM NEW -2 Sold Out 0
CALIFORNIA RES CORP COM -661 Sold Out 0
CARBO CERAMICS INC COM -836 Sold Out 0
CENTURY CMNTYS INC COM -180 Sold Out 0
CHEMOCENTRYX INC COM -392 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -209 Sold Out 0