TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2013

Position Statistics

Total Positions 1,507
New Positions 604
Increased Positions 871
Decreased Positions 478
Positions with Activity 1,349
Sold Out Positions 129
Total Mkt Value (in $ millions) 7,451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.11%
Capital Goods 4.62%
Conglomerates 0.15%
Consumer Cyclical 3.1%
Consumer/Non-Cyclical 5.68%
Energy 7.55%
Financial 8.09%
Healthcare 10%
Services 12.39%
Technology 22.26%
Transportation 1.63%
Utilities 2.14%

129 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGNICO EAGLE MINES LTD COM -50,153 Sold Out 0
AGRIUM INC COM -9,352 Sold Out 0
ALPS ETF TR ALERIAN MLP -4,785 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS -273 Sold Out 0
ANGLO AMERN PLC ADR NEW -299 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -358 Sold Out 0
AXA SA SPONSORED ADR -2,699 Sold Out 0
B2GOLD CORP COM -41,690 Sold Out 0
BAE SYS PLC SPONSORED ADR -263 Sold Out 0
BANCO SANTANDER SA ADR -4,405 Sold Out 0
BARISAN GOLD CORP COM ACCD INVS Sold Out 0
BAYER A G SPONSORED ADR -4,379 Sold Out 0
BAYTEX ENERGY CORP COM -500 Sold Out 0
BCE INC COM NEW -5,627 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -17,633 Sold Out 0
BP PLC SPONSORED ADR -6,092 Sold Out 0
BRAZIL RES INC COM -514 Sold Out 0
CANADIAN NATL RY CO COM -8,524 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -366 Sold Out 0
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 -206 Sold Out 0