TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2013

Position Statistics

Total Positions 1,507
New Positions 604
Increased Positions 871
Decreased Positions 478
Positions with Activity 1,349
Sold Out Positions 129
Total Mkt Value (in $ millions) 7,550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.04%
Capital Goods 4.69%
Conglomerates 0.15%
Consumer Cyclical 3.12%
Consumer/Non-Cyclical 5.66%
Energy 7.57%
Financial 8.11%
Healthcare 10.02%
Services 12.4%
Technology 22.18%
Transportation 1.67%
Utilities 2.1%

478 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 103,635 -2,508 (2.36) 2,590,226
SCHLUMBERGER LTD COM 103,605 -4,720 (4.36) 1,036,982
GENERAL ELECTRIC CO COM 101,493 -6,466 (5.99) 3,821,287
EASTMAN CHEM CO COM 98,758 -3,633 (3.55) 1,114,903
DOVER CORP COM 84,872 -275 (0.32) 993,115
PFIZER INC COM 77,299 -811 (1.04) 2,555,336
POLYONE CORP COM 71,819 -6,680 (8.51) 1,861,081
KENNAMETAL INC COM 68,291 -44 (0.06) 1,480,400
CARPENTER TECHNOLOGY CORP COM 64,922 -51 (0.08) 1,021,100
NEXTERA ENERGY INC COM 63,363 -502 (0.79) 655,998
OWENS ILL INC COM NEW 60,073 -4,412 (6.84) 1,783,098
FACEBOOK INC CL A 59,852 -1,858 (3.01) 1,015,480
STANLEY BLACK & DECKER INC COM 58,209 -185 (0.32) 710,560
MINERALS TECHNOLOGIES INC COM 58,025 -3,935 (6.35) 934,231
AVERY DENNISON CORP COM 57,142 -3,968 (6.49) 1,127,500
BANK NEW YORK MELLON CORP COM 55,277 -1,492 (2.63) 1,637,360
AFLAC INC COM 54,081 -2,271 (4.03) 857,749
XL GROUP PLC SHS 52,355 -16 (0.03) 1,676,434
GOLDCORP INC NEW COM 50,736 -38,035 (42.85) 2,149,818
INGRAM MICRO INC CL A 49,033 -170 (0.35) 1,612,400