TOCQUEVILLE ASSET MANAGEMENT L.P. Information

40 WEST 57TH STREET 19TH FLOOR, NEW YORK, New York, 10019, (212) 698-0800

Report Date: 12/31/2013

Position Statistics

Total Positions 1,507
New Positions 604
Increased Positions 871
Decreased Positions 478
Positions with Activity 1,349
Sold Out Positions 129
Total Mkt Value (in $ millions) 7,550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 22.04%
Capital Goods 4.69%
Conglomerates 0.15%
Consumer Cyclical 3.12%
Consumer/Non-Cyclical 5.66%
Energy 7.57%
Financial 8.11%
Healthcare 10.02%
Services 12.4%
Technology 22.18%
Transportation 1.67%
Utilities 2.1%

1,507 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 129,431 6,350 5.16 1,288,894
HOME DEPOT INC COM 125,701 120,741 2,434.58 1,630,573
MICROSOFT CORP COM 103,635 -2,508 (2.36) 2,590,226
SCHLUMBERGER LTD COM 103,605 -4,720 (4.36) 1,036,982
JOHNSON & JOHNSON COM 101,783 4,601 4.73 1,028,531
GENERAL ELECTRIC CO COM 101,493 -6,466 (5.99) 3,821,287
ROYAL GOLD INC COM 100,116 658 .66 1,547,395
EASTMAN CHEM CO COM 98,758 -3,633 (3.55) 1,114,903
APPLE INC COM 94,513 6,706 7.64 180,046
FLEXTRONICS INTL LTD ORD 90,602 31,668 53.73 9,618,050
MERCK & CO INC NEW COM 86,039 11,761 15.83 1,523,620
DOVER CORP COM 84,872 -275 (0.32) 993,115
DU PONT E I DE NEMOURS & CO COM 82,032 2,256 2.83 1,224,724
PFIZER INC COM 77,299 -811 (1.04) 2,555,336
ALLERGAN INC COM 74,193 19,931 36.73 554,011
HONEYWELL INTL INC COM 74,070 461 .63 795,596
POLYONE CORP COM 71,819 -6,680 (8.51) 1,861,081
PROCTER & GAMBLE CO COM 70,604 6,731 10.54 863,549
KENNAMETAL INC COM 68,291 -44 (0.06) 1,480,400
FAIRCHILD SEMICONDUCTOR INTL COM 65,408 19,333 41.96 5,070,416