THOMAS J. HERZFELD ADVISORS, INC. Information

119 WASHINGTON AVENUE, SUITE 504, MIAMI BEACH, Florida, 33139, (305) 271-1900

Report Date: 09/30/2014

Position Statistics

Total Positions 294
New Positions 11
Increased Positions 83
Decreased Positions 69
Positions with Activity 152
Sold Out Positions 17
Total Mkt Value (in $ millions) 178

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.54%
Capital Goods 3.17%
Conglomerates 1.21%
Consumer Cyclical
Consumer/Non-Cyclical 3.65%
Energy
Financial 77.14%
Healthcare 0.61%
Services 5.3%
Technology
Transportation 2.26%
Utilities 1.09%

294 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OXFORD LANE CAP CORP PFD SHS SER 2023 6,417 3,657 132.48 266,164
FIRST OPPORTUNITY FD INC COM 6,222 253 4.24 650,851
VIRTUS TOTAL RETURN FD COM 5,216 -473 (8.32) 1,136,380
ADAMS EXPRESS CO COM 5,203 226 4.55 374,821
PIMCO DYNAMIC CR INCOME FD COM SHS 5,065 1,535 43.47 244,235
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 4,684 -319 (6.38) 538,400
TRI CONTL CORP COM 4,446 -320 (6.71) 205,818
PETROLEUM & RES CORP COM 4,411 82 1.88 181,142
RMR REAL ESTATE INCOME FUND COM 3,321 57 1.76 158,274
NUVEEN CR STRATEGIES INCM FD COM SHS 3,139 1,222 63.77 362,453
GENERAL AMERN INVS INC COM 3,033 -106 (3.37) 86,166
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 2,840 34 1.20 230,877
LIBERTY ALL STAR EQUITY FD SH BEN INT 2,733 154 5.96 451,708
HERZFELD CARIBBEAN BASIN FD COM 2,713 New 282,652
COPA HOLDINGS SA CL A 2,636 879 50 25,800
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT 2,573 -137 (5.04) 193,348
SEABOARD CORP COM 2,554 New 633
BLACKROCK CR ALLCTN INC TR COM 2,491 122 5.15 187,746
DIVERSIFIED REAL ASSET INC FD COM SHS 2,433 -16 (0.67) 140,718
GABELLI HLTHCARE & WELLNESS TR SHS 2,426 1,000 70.14 229,097


Latest News Headlines

View All
Create your free portfolio