TETON ADVISORS, INC. Information

ONE CORPORATE CENTER, RYE, New York, 10580, (914) 457-1070

Report Date: 09/30/2014

Position Statistics

Total Positions 546
New Positions 15
Increased Positions 167
Decreased Positions 97
Positions with Activity 264
Sold Out Positions 18
Total Mkt Value (in $ millions) 1,416

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.34%
Capital Goods 10.03%
Conglomerates 0.14%
Consumer Cyclical 8.02%
Consumer/Non-Cyclical 5.94%
Energy 2.49%
Financial 8.43%
Healthcare 10.52%
Services 26.19%
Technology 15.19%
Transportation 0.82%
Utilities 1.99%

167 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PARAGON OFFSHORE PLC SHS 122 .19 41,785
MUELLER WTR PRODS INC COM SER A 95 95 New 10,000
LAKES ENTMNT INC COM NEW 67 67 New 10,000
NII HLDGS INC CL B NEW 40 9 28.70 1,480,000
DAKOTA PLAINS HLDGS INC COM 30 30 New 21,000
TGC INDS INC COM NEW 23 1 4.76 11,000
CARDICA INC COM 15 1 9.09 24,000