TD SECURITIES (USA) LLC Information

31 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 827-7431

Report Date: 09/30/2014

Position Statistics

Total Positions 515
New Positions 4
Increased Positions 249
Decreased Positions 265
Positions with Activity 514
Sold Out Positions 7
Total Mkt Value (in $ millions) 6,376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.46%
Capital Goods 4.18%
Conglomerates 0.17%
Consumer Cyclical 2.94%
Consumer/Non-Cyclical 8.13%
Energy 7.52%
Financial 17.18%
Healthcare 12.72%
Services 18.23%
Technology 18.84%
Transportation 2.53%
Utilities 3.7%

515 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
GRAHAM HLDGS CO COM -1,367 Sold Out 0
PARAGON OFFSHORE PLC SHS -61 Sold Out 0
PEABODY ENERGY CORP COM -598 Sold Out 0
ROWAN COMPANIES PLC SHS CL A -933 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -772 Sold Out 0
UNITED STATES STL CORP NEW COM -1,041 Sold Out 0
VERITIV CORP COM -144 Sold Out 0
DISCOVERY COMMUNICATNS NEW COM SER C 2,770 -1,648 (37.3) 95,584
DISCOVERY COMMUNICATNS NEW COM SER A 1,544 -730 (32.1) 51,754
JUNIPER NETWORKS INC COM 3,092 -554 (15.19) 140,460
LAUDER ESTEE COS INC CL A 5,800 -710 (10.9) 78,693
WEYERHAEUSER CO COM 6,660 -714 (9.68) 184,795
AIR PRODS & CHEMS INC COM 9,620 -1,025 (9.63) 67,060
VERISIGN INC COM 2,236 -218 (8.88) 39,358
WILLIAMS COS INC DEL COM 10,199 -993 (8.87) 235,262
CBS CORP (CLASS B) CL B 9,474 -851 (8.24) 169,534
QEP RES INC COM 1,174 -101 (7.94) 57,954
NVIDIA CORP COM 3,729 -310 (7.68) 180,078
REGENERON PHARMACEUTICALS COM 10,844 -863 (7.37) 25,807
DOW CHEM CO COM 17,499 -1,261 (6.72) 392,620