TD SECURITIES (USA) LLC Information

31 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 827-7431

Report Date: 09/30/2014

Position Statistics

Total Positions 515
New Positions 4
Increased Positions 249
Decreased Positions 265
Positions with Activity 514
Sold Out Positions 7
Total Mkt Value (in $ millions) 6,376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.46%
Capital Goods 4.18%
Conglomerates 0.17%
Consumer Cyclical 2.94%
Consumer/Non-Cyclical 8.13%
Energy 7.52%
Financial 17.18%
Healthcare 12.72%
Services 18.23%
Technology 18.84%
Transportation 2.53%
Utilities 3.7%

515 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 37,176 1,536 4.31 226,653
BRISTOL MYERS SQUIBB CO COM 35,996 37 .10 579,918
UNITED TECHNOLOGIES CORP COM 35,705 331 .94 297,591
ABBVIE INC COM 34,758 56 .16 556,759
CELGENE CORP COM 34,647 -37 (0.11) 279,660
BOEING CO COM 31,557 -15 (0.05) 234,418
MCDONALDS CORP COM 30,761 -185 (0.6) 343,468
BIOGEN IDEC INC COM 29,532 -114 (0.39) 82,601
MASTERCARD INC CL A 29,055 -589 (1.99) 344,289
HONEYWELL INTL INC COM 28,057 -4 (0.01) 273,726
CONOCOPHILLIPS COM 27,805 59 .21 430,090
US BANCORP DEL COM NEW 27,304 -184 (0.67) 630,295
AMERICAN EXPRESS CO COM 26,486 -289 (1.08) 314,827
MEDTRONIC INC COM 26,365 -508 (1.89) 342,624
HEWLETT PACKARD CO COM 26,164 -56 (0.21) 652,803
GOLDMAN SACHS GROUP INC COM 25,868 -372 (1.42) 143,322
ACTAVIS PLC SHS 25,801 -14 (0.06) 92,436
AMERICAN INTL GROUP INC COM NEW 25,709 -341 (1.31) 499,109
UNITED PARCEL SERVICE INC CL B 25,325 -37 (0.15) 246,041
LILLY ELI & CO COM 24,807 -33 (0.13) 343,924