TD SECURITIES (USA) LLC Information

31 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 827-7431

Report Date: 09/30/2014

Position Statistics

Total Positions 513
New Positions 4
Increased Positions 248
Decreased Positions 264
Positions with Activity 512
Sold Out Positions 7
Total Mkt Value (in $ millions) 6,443

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 4.2%
Conglomerates 0.17%
Consumer Cyclical 2.96%
Consumer/Non-Cyclical 7.97%
Energy 8.18%
Financial 17.57%
Healthcare 12.34%
Services 17.78%
Technology 18.94%
Transportation 2.53%
Utilities 3.43%

7 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GRAHAM HLDGS CO COM -1,354 Sold Out 0
PARAGON OFFSHORE PLC SHS -140 Sold Out 0
PEABODY ENERGY CORP COM -1,027 Sold Out 0
ROWAN COMPANIES PLC SHS CL A -1,014 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -1,841 Sold Out 0
UNITED STATES STL CORP NEW COM -1,788 Sold Out 0
VERITIV CORP COM -144 Sold Out 0