TD SECURITIES (USA) LLC Information

31 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 827-7431

Report Date: 12/31/2014

Position Statistics

Total Positions 505
New Positions 2
Increased Positions 495
Decreased Positions 10
Positions with Activity 505
Sold Out Positions 9
Total Mkt Value (in $ millions) 6,946

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.15%
Capital Goods 4.24%
Conglomerates 0.17%
Consumer Cyclical 3.06%
Consumer/Non-Cyclical 7.95%
Energy 7.5%
Financial 17.67%
Healthcare 12.66%
Services 18.37%
Technology 18.87%
Transportation 2.41%
Utilities 3.61%

2 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LEVEL 3 COMMUNICATIONS INC COM NEW 5,768 5,768 New 105,888
ROYAL CARIBBEAN CRUISES LTD COM 5,121 5,121 New 63,417