TD SECURITIES (USA) LLC Information

31 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 827-7431

Report Date: 12/31/2013

Position Statistics

Total Positions 508
New Positions 6
Increased Positions 483
Decreased Positions 25
Positions with Activity 508
Sold Out Positions 5
Total Mkt Value (in $ millions) 5,868

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.92%
Capital Goods 4.49%
Conglomerates 0.18%
Consumer Cyclical 2.98%
Consumer/Non-Cyclical 8.05%
Energy 10.12%
Financial 17.71%
Healthcare 11.34%
Services 17.44%
Technology 17.86%
Transportation 2.28%
Utilities 3.51%

483 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 166,636 3,351 2.05 317,439
EXXON MOBIL CORP COM 154,774 3,435 2.27 1,541,266
MICROSOFT CORP COM 107,235 3,394 3.27 2,680,193
JOHNSON & JOHNSON COM 98,509 3,025 3.17 995,439
GENERAL ELECTRIC CO COM 94,807 2,198 2.37 3,569,534
CHEVRON CORP NEW COM 83,919 2,105 2.57 678,519
WELLS FARGO & CO NEW COM 82,751 1,802 2.23 1,691,212
BERKSHIRE HATHAWAY INC DEL CL B NEW 80,769 2,391 3.05 635,073
PROCTER & GAMBLE CO COM 78,410 1,743 2.27 959,026
JPMORGAN CHASE & CO COM 73,238 2,070 2.91 1,326,289
PFIZER INC COM 69,170 602 .88 2,286,603
INTERNATIONAL BUSINESS MACHS COM 68,426 1,437 2.15 360,117
AT&T INC COM 66,985 1,449 2.21 1,858,616
BANK OF AMERICA CORPORATION COM 60,775 1,370 2.31 3,763,145
MERCK & CO INC NEW COM 58,215 1,634 2.89 1,030,893
COCA COLA CO COM 54,560 1,406 2.65 1,339,874
GOOGLE INC CL A 53,797 1,757 3.38 99,011
GOOGLE INC CL C 53,080 1,733 3.38 99,011
CITIGROUP INC COM NEW 51,599 1,392 2.77 1,070,081
ORACLE CORP COM 49,623 692 1.41 1,238,105