TCI WEALTH ADVISORS, INC. Information

4011 E SUNRISE DR, TUCSON, Arizona, 85718, (520) 733-1477

Report Date: 09/30/2014

Position Statistics

Total Positions 957
New Positions 47
Increased Positions 187
Decreased Positions 143
Positions with Activity 330
Sold Out Positions 45
Total Mkt Value (in $ millions) 163

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.52%
Capital Goods 4.06%
Conglomerates 0.08%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 7.19%
Energy 11.18%
Financial 27.41%
Healthcare 16.5%
Services 10.1%
Technology 17.16%
Transportation 1.58%
Utilities 1.7%

957 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCELERATE DIAGNOSTICS INC COM -92 Sold Out 0
ADAMS EXPRESS CO COM -21 Sold Out 0
ALLIANCEBERNSTEIN NATL MUNI IN COM -12 Sold Out 0
ALLIANZGI CONV & INCOME FD COM -4 Sold Out 0
ARRIS GROUP INC NEW COM -2 Sold Out 0
BANCO SANTANDER SA ADR -4 Sold Out 0
CHESAPEAKE ENERGY CORP COM -4 Sold Out 0
DUFF & PHELPS UTIL CORP BD TR COM -20 Sold Out 0
EQT CORP COM -4 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -7 Sold Out 0
FIRST MAJESTIC SILVER CORP COM -1 Sold Out 0
GUGGENHEIM BLD AMR BDS MANG DR COM -7 Sold Out 0
HELMERICH & PAYNE INC COM -7 Sold Out 0
IMMUNOGEN INC COM -6 Sold Out 0
ISHARES EAFE VALUE ETF -1 Sold Out 0
KAR AUCTION SVCS INC COM -10 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW -4 Sold Out 0
MARKET VECTORS ETF TR PRE-RF MUN ETF -37 Sold Out 0
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT -8 Sold Out 0
NUVEEN EQUITY PREM ADV FD COM -19 Sold Out 0