TANAKA CAPITAL MANAGEMENT INC Information

369 LEXINGTON AVENUE, NEW YORK, New York, 10169, (212) 490-3380

Report Date: 03/31/2014

Position Statistics

Total Positions 36
New Positions 3
Increased Positions 8
Decreased Positions 9
Positions with Activity 17
Sold Out Positions 2
Total Mkt Value (in $ millions) 37

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.64%
Capital Goods
Conglomerates
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 3.79%
Energy 19.83%
Financial 4.77%
Healthcare 13.41%
Services 5.85%
Technology 44.62%
Transportation
Utilities

36 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 4,237 -8 (0.19) 44,583
CARRIZO OIL & GAS INC COM 4,229 244 6.13 62,477
SYNAPTICS INC COM 4,178 -114 (2.65) 47,272
VALEANT PHARMACEUTICALS INTL I COM 2,441 -8 (0.31) 20,230
HARVEST NATURAL RESOURCES INC COM 2,003 -155 (7.19) 439,258
CHINA XD PLASTICS CO LTD COM 1,717 -5 (0.31) 264,970
QUALCOMM INC COM 1,562 -53 (3.31) 19,419
BIO-REFERENCE LABS INC COM $.01 NEW 1,508 739 96.15 48,743
AFLAC INC COM 1,372 New 21,977
ALLIANCE FIBER OPTIC PRODS INC COM NEW 1,353 1,353 New 79,020
ASML HOLDING N V N Y REGISTRY SHS 1,159 New 12,474
ANADARKO PETE CORP COM 1,103 New 10,392
YAHOO INC COM 1,020 New 29,188
NANOMETRICS INC COM 993 New 53,597
MATTSON TECHNOLOGY INC COM 858 10 1.21 371,254
TESLA MTRS INC COM 842 355 72.88 3,838
CELGENE CORP COM 669 669 New 7,622
MONDELEZ INTL INC CL A 657 New 17,291
SYMANTEC CORP COM 641 New 28,079
YUM BRANDS INC COM 640 New 7,765