SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 12/31/2013

Position Statistics

Total Positions 441
New Positions 138
Increased Positions 249
Decreased Positions 187
Positions with Activity 436
Sold Out Positions 55
Total Mkt Value (in $ millions) 825

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 2.9%
Conglomerates 0.17%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 4.06%
Energy 3.49%
Financial 43.19%
Healthcare 8.28%
Services 10.86%
Technology 14.82%
Transportation 2.26%
Utilities 0.43%

441 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ANSYS INC COM -306 Sold Out 0
AUTODESK INC COM -782 Sold Out 0
AXIALL CORP COM -481 Sold Out 0
BIG 5 SPORTING GOODS CORP COM -270 Sold Out 0
BLACKROCK FLOAT RATE OME STRAT COM -464 Sold Out 0
BRUNSWICK CORP COM -635 Sold Out 0
CAPITAL ONE FINL CORP COM -695 Sold Out 0
CHESAPEAKE UTILS CORP COM -665 Sold Out 0
CISCO SYS INC COM -4,269 Sold Out 0
CITIGROUP INC WT EXP 102818 -155 Sold Out 0
CITIGROUP INC WT EXP 010419 -1,052 Sold Out 0
COCA COLA CO COM -1,997 Sold Out 0
COMMVAULT SYSTEMS INC COM -272 Sold Out 0
CONAGRA FOODS INC COM -896 Sold Out 0
EBAY INC COM -1,827 Sold Out 0
ENERGY XXI BERMUDA LTD USD UNRS SHS -546 Sold Out 0
ETHAN ALLEN INTERIORS INC COM -474 Sold Out 0
EXXON MOBIL CORP COM -2,467 Sold Out 0
FINISH LINE INC CL A -618 Sold Out 0
FOOT LOCKER INC COM -2,228 Sold Out 0