SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 12/31/2013

Position Statistics

Total Positions 440
New Positions 137
Increased Positions 248
Decreased Positions 187
Positions with Activity 435
Sold Out Positions 55
Total Mkt Value (in $ millions) 795

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.82%
Capital Goods 2.91%
Conglomerates 0.18%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 4.13%
Energy 3.46%
Financial 42.74%
Healthcare 8.29%
Services 11.01%
Technology 15.01%
Transportation 2.27%
Utilities 0.44%

440 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ANSYS INC COM -297 Sold Out 0
AUTODESK INC COM -729 Sold Out 0
AXIALL CORP COM -461 Sold Out 0
BIG 5 SPORTING GOODS CORP COM -266 Sold Out 0
BLACKROCK FLOAT RATE OME STRAT COM -464 Sold Out 0
BRUNSWICK CORP COM -613 Sold Out 0
CAPITAL ONE FINL CORP COM -687 Sold Out 0
CHESAPEAKE UTILS CORP COM -654 Sold Out 0
CISCO SYS INC COM -4,132 Sold Out 0
CITIGROUP INC WT EXP 102818 -163 Sold Out 0
CITIGROUP INC WT EXP 010419 -1,067 Sold Out 0
COCA COLA CO COM -1,895 Sold Out 0
COMMVAULT SYSTEMS INC COM -262 Sold Out 0
CONAGRA FOODS INC COM -872 Sold Out 0
EBAY INC COM -1,776 Sold Out 0
ENERGY XXI BERMUDA LTD USD UNRS SHS -515 Sold Out 0
ETHAN ALLEN INTERIORS INC COM -467 Sold Out 0
EXXON MOBIL CORP COM -2,376 Sold Out 0
FINISH LINE INC CL A -612 Sold Out 0
FOOT LOCKER INC COM -2,168 Sold Out 0