SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 417
New Positions 61
Increased Positions 127
Decreased Positions 283
Positions with Activity 410
Sold Out Positions 62
Total Mkt Value (in $ millions) 502

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.14%
Capital Goods 4.93%
Conglomerates 0.21%
Consumer Cyclical 3.09%
Consumer/Non-Cyclical 4.11%
Energy 4.67%
Financial 16.07%
Healthcare 12.95%
Services 16.92%
Technology 22.94%
Transportation 4.94%
Utilities 1.96%

417 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGL RES INC COM -567 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -3,362 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -1,183 Sold Out 0
ASML HOLDING N V N Y REGISTRY SHS -285 Sold Out 0
ASSURED GUARANTY LTD COM -410 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -618 Sold Out 0
BBCN BANCORP INC COM -738 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -4,413 Sold Out 0
CAI INTERNATIONAL INC COM -672 Sold Out 0
CBS CORP (CLASS B) CL B -1,127 Sold Out 0
CITRIX SYS INC COM -1,148 Sold Out 0
COCA COLA CO COM -609 Sold Out 0
DEAN FOODS CO NEW COM NEW -758 Sold Out 0
DERMA SCIENCES INC COM PAR $.01 -327 Sold Out 0
EATON CORP PLC SHS -2,074 Sold Out 0
EL PASO ELEC CO COM NEW -1,040 Sold Out 0
EPLUS INC COM -303 Sold Out 0
ERA GROUP INC COM -594 Sold Out 0
FINISAR CORP COM NEW -3,842 Sold Out 0
FREESCALE SEMICONDUCTOR LTD SHS -839 Sold Out 0