SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 417
New Positions 62
Increased Positions 128
Decreased Positions 282
Positions with Activity 410
Sold Out Positions 62
Total Mkt Value (in $ millions) 490

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.07%
Capital Goods 5.09%
Conglomerates 0.19%
Consumer Cyclical 3.08%
Consumer/Non-Cyclical 4.2%
Energy 4.58%
Financial 15.53%
Healthcare 13.47%
Services 17.05%
Technology 22.75%
Transportation 4.9%
Utilities 1.97%

417 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AGL RES INC COM -599 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -3,132 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -1,163 Sold Out 0
ASML HOLDING N V N Y REGISTRY SHS -276 Sold Out 0
ASSURED GUARANTY LTD COM -388 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -621 Sold Out 0
BBCN BANCORP INC COM -694 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -4,126 Sold Out 0
CAI INTERNATIONAL INC COM -633 Sold Out 0
CBS CORP (CLASS B) CL B -1,127 Sold Out 0
CITRIX SYS INC COM -1,082 Sold Out 0
COCA COLA CO COM -597 Sold Out 0
DEAN FOODS CO NEW COM NEW -745 Sold Out 0
DERMA SCIENCES INC COM PAR $.01 -318 Sold Out 0
EATON CORP PLC SHS -1,921 Sold Out 0
EL PASO ELEC CO COM NEW -1,054 Sold Out 0
EPLUS INC COM -288 Sold Out 0
ERA GROUP INC COM -633 Sold Out 0
FINISAR CORP COM NEW -3,620 Sold Out 0
FREESCALE SEMICONDUCTOR LTD SHS -1,073 Sold Out 0