SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 417
New Positions 61
Increased Positions 127
Decreased Positions 283
Positions with Activity 410
Sold Out Positions 62
Total Mkt Value (in $ millions) 500

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.15%
Capital Goods 4.89%
Conglomerates 0.21%
Consumer Cyclical 3.09%
Consumer/Non-Cyclical 4.06%
Energy 4.76%
Financial 16.01%
Healthcare 13.39%
Services 16.8%
Technology 22.75%
Transportation 4.89%
Utilities 1.93%

417 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AGL RES INC COM -548 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -3,302 Sold Out 0
ALLEGION PUB LTD CO ORD SHS -1,167 Sold Out 0
ASML HOLDING N V N Y REGISTRY SHS -278 Sold Out 0
ASSURED GUARANTY LTD COM -399 Sold Out 0
BANCO BRADESCO S A SP ADR PFD NEW -610 Sold Out 0
BBCN BANCORP INC COM -726 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -4,350 Sold Out 0
CAI INTERNATIONAL INC COM -664 Sold Out 0
CBS CORP (CLASS B) CL B -1,116 Sold Out 0
CITRIX SYS INC COM -1,124 Sold Out 0
COCA COLA CO COM -595 Sold Out 0
DEAN FOODS CO NEW COM NEW -747 Sold Out 0
DERMA SCIENCES INC COM PAR $.01 -321 Sold Out 0
EATON CORP PLC SHS -2,069 Sold Out 0
EL PASO ELEC CO COM NEW -1,003 Sold Out 0
EPLUS INC COM -301 Sold Out 0
ERA GROUP INC COM -616 Sold Out 0
FINISAR CORP COM NEW -3,838 Sold Out 0
FREESCALE SEMICONDUCTOR LTD SHS -833 Sold Out 0