SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 03/31/2014

Position Statistics

Total Positions 448
New Positions 64
Increased Positions 282
Decreased Positions 163
Positions with Activity 445
Sold Out Positions 94
Total Mkt Value (in $ millions) 657

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.82%
Capital Goods 4.33%
Conglomerates 0.45%
Consumer Cyclical 4.98%
Consumer/Non-Cyclical 5.45%
Energy 5.15%
Financial 14.55%
Healthcare 11.52%
Services 14.82%
Technology 24.83%
Transportation 3.82%
Utilities 1.46%

448 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ASTRAZENECA PLC SPONSORED ADR -658 Sold Out 0
AUTONATION INC COM -1,510 Sold Out 0
BANK MONTREAL QUE COM -368 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -389 Sold Out 0
BRITISH AMERN TOB PLC SPONSORED ADR -454 Sold Out 0
BROOKDALE SR LIVING INC COM -372 Sold Out 0
BT GROUP PLC ADR -526 Sold Out 0
CABOT OIL & GAS CORP COM -1,508 Sold Out 0
CBL & ASSOC PPTYS INC COM -279 Sold Out 0
CHARTER COMMUNICATIONS INC DEL CL A NEW -1,126 Sold Out 0
CHEESECAKE FACTORY INC COM -368 Sold Out 0
CITIGROUP INC COM NEW -267,642 Sold Out 0
COBALT INTL ENERGY INC COM -237 Sold Out 0
COCA COLA FEMSA S A B DE C V SPON ADR REP L -206 Sold Out 0
CORRECTIONS CORP AMER NEW COM NEW -1,045 Sold Out 0
CREDIT SUISSE GROUP SPONSORED ADR -194 Sold Out 0
CYRUSONE INC COM -298 Sold Out 0
DIAGEO P L C SPON ADR NEW -354 Sold Out 0
EASTMAN CHEM CO COM -1,236 Sold Out 0
EATON VANCE CORP COM NON VTG -993 Sold Out 0