SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 12/31/2013

Position Statistics

Total Positions 441
New Positions 138
Increased Positions 249
Decreased Positions 187
Positions with Activity 436
Sold Out Positions 55
Total Mkt Value (in $ millions) 825

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 2.9%
Conglomerates 0.17%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 4.06%
Energy 3.49%
Financial 43.19%
Healthcare 8.28%
Services 10.86%
Technology 14.82%
Transportation 2.26%
Utilities 0.43%

441 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOVO-NORDISK A S ADR 551 551 New 12,490
FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR 545 545 New 16,042
AT&T INC COM 543 -694 (56.11) 15,070
GENERAC HLDGS INC COM 543 -829 (60.42) 9,408
TIFFANY & CO NEW COM 538 538 New 6,205
TOTAL S A SPONSORED ADR 536 536 New 7,870
MERITOR INC COM 534 -621 (53.75) 45,701
WESTERN DIGITAL CORP COM 533 533 New 5,859
PRIMERICA INC COM 516 -604 (53.96) 11,100
SELECT MED HLDGS CORP COM 515 -1,019 (66.42) 37,560
SMUCKER J M CO COM NEW 514 -544 (51.39) 5,317
H & E EQUIPMENT SERVICES INC COM 496 -580 (53.92) 13,040
STARZ COM SER A 493 -580 (54.04) 15,580
BT GROUP PLC ADR 492 492 New 7,900
PFIZER INC COM 491 -405 (45.22) 16,231
GIANT INTERACTIVE GROUP INC ADR 490 490 New 41,920
ALTRIA GROUP INC COM 489 -209 (30) 12,705
SPANSION INC COM CL A NEW 482 -243 (33.56) 25,846
MINERALS TECHNOLOGIES INC COM 472 -552 (53.92) 7,595
G & K SVCS INC CL A 468 -545 (53.83) 7,997