SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 12/31/2013

Position Statistics

Total Positions 440
New Positions 137
Increased Positions 248
Decreased Positions 187
Positions with Activity 435
Sold Out Positions 55
Total Mkt Value (in $ millions) 795

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.82%
Capital Goods 2.91%
Conglomerates 0.18%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 4.13%
Energy 3.46%
Financial 42.74%
Healthcare 8.29%
Services 11.01%
Technology 15.01%
Transportation 2.27%
Utilities 0.44%

248 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITIGROUP INC COM NEW 246,489 246,058 57,115.57 5,396,000
APPLE INC COM 13,534 4,611 51.68 26,046
PRICELINE GRP INC COM NEW 11,805 4,839 69.46 10,210
MICROSOFT CORP COM 10,006 1,739 21.04 255,191
ACTAVIS PLC SHS 8,754 8,754 New 46,358
UNION PAC CORP COM 8,372 2,163 34.83 46,237
HOME DEPOT INC COM 7,734 2,008 35.08 102,172
ALLIANCE DATA SYSTEMS CORP COM 6,524 372 6.05 26,480
BAXTER INTL INC COM 6,426 660 11.45 89,281
GOOGLE INC CL A 6,116 1,881 44.42 11,373
GOOGLE INC CL C 6,035 1,856 44.42 11,373
LYONDELLBASELL INDUSTRIES N V SHS - A - 5,989 997 19.96 68,749
CADENCE DESIGN SYSTEM INC COM 5,818 953 19.60 400,419
DISCOVER FINL SVCS COM 5,725 3,222 128.71 103,802
WHIRLPOOL CORP COM 5,674 4,691 477.11 38,395
AMETEK INC NEW COM 5,196 1,997 62.44 103,257
INTERCONTINENTALEXCHANGE GROUP COM 5,057 995 24.49 26,737
GENERAL MTRS CO COM 4,657 2,377 104.29 145,851
MICHAEL KORS HLDGS LTD SHS 4,630 2,428 110.28 53,294
PHILIP MORRIS INTL INC COM 4,576 893 24.24 55,040