SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 12/31/2013

Position Statistics

Total Positions 441
New Positions 138
Increased Positions 249
Decreased Positions 187
Positions with Activity 436
Sold Out Positions 55
Total Mkt Value (in $ millions) 825

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 2.9%
Conglomerates 0.17%
Consumer Cyclical 4.15%
Consumer/Non-Cyclical 4.06%
Energy 3.49%
Financial 43.19%
Healthcare 8.28%
Services 10.86%
Technology 14.82%
Transportation 2.26%
Utilities 0.43%

187 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE SR INCOME TR SH BEN INT 6,596 -307 (4.44) 968,586
OCWEN FINL CORP COM NEW 4,445 -607 (12.01) 113,942
AMDOCS LTD SHS 4,159 -716 (14.69) 89,408
HARTFORD FINL SVCS GROUP INC COM 4,142 -892 (17.71) 119,478
AMERIPRISE FINL INC COM 3,869 -138 (3.45) 36,493
UNITED TECHNOLOGIES CORP COM 3,490 -74 (2.08) 29,436
SIGNET JEWELERS LIMITED SHS 3,442 -1,380 (28.62) 34,269
STARBUCKS CORP COM 3,327 -1,698 (33.79) 47,420
VERIZON COMMUNICATIONS INC COM 3,232 -708 (17.97) 67,894
HONEYWELL INTL INC COM 2,696 -52 (1.9) 28,955
NOBLE ENERGY INC COM 2,569 -414 (13.88) 34,526
VALEANT PHARMACEUTICALS INTL I COM 2,556 -513 (16.7) 20,945
EVERTEC INC COM 2,337 -365 (13.5) 98,231
EXPRESS SCRIPTS HLDG CO COM 2,066 -55 (2.6) 28,576
EOG RES INC COM 2,017 -30 (1.47) 19,690
GENERAL MLS INC COM 1,864 -740 (28.42) 35,792
KAPSTONE PAPER & PACKAGING CRP COM 1,844 -288 (13.51) 71,434
ALERE INC COM 1,705 -279 (14.06) 47,690
CABOT OIL & GAS CORP COM 1,596 -818 (33.9) 45,698
NEW RESIDENTIAL INVT CORP COM 1,466 -1,985 (57.52) 230,509