SYMPHONY ASSET MANAGEMENT LLC Information

555 CALIFORNIA STREET, SAN FRANCISCO, California, 94104, (415) 676-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 416
New Positions 61
Increased Positions 126
Decreased Positions 283
Positions with Activity 409
Sold Out Positions 62
Total Mkt Value (in $ millions) 503

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.42%
Capital Goods 5.24%
Conglomerates 0.21%
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 3.99%
Energy 5.44%
Financial 15.96%
Healthcare 12.95%
Services 16.46%
Technology 22.45%
Transportation 5%
Utilities 1.94%

416 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 15,388 -2,198 (12.5) 129,721
GOOGLE INC CL A 11,088 -2,306 (17.22) 20,253
MICROSOFT CORP COM 9,464 -2,514 (20.99) 198,860
UNION PAC CORP COM 9,055 -1,154 (11.31) 73,669
ACTAVIS PLC SHS 8,771 8,771 New 32,864
COMCAST CORP NEW CL A 7,281 101 1.40 132,349
SPDR S&P 500 ETF TR TR UNIT 7,000 7,000 New 33,775
AVAGO TECHNOLOGIES LTD SHS 6,942 2,462 54.95 76,172
FACEBOOK INC CL A 6,941 -678 (8.9) 93,787
AMERIPRISE FINL INC COM 6,436 437 7.29 48,693
EATON VANCE SR INCOME TR SH BEN INT 6,189 New 968,586
MASTERCARD INC CL A 5,954 -560 (8.6) 70,054
PTC INC COM 5,883 -96 (1.61) 152,952
PRICELINE GRP INC COM NEW 5,272 -5,513 (51.12) 4,544
EATON VANCE FLTING RATE INC TR COM 5,008 New 353,668
HCA HOLDINGS INC COM 4,944 -415 (7.74) 71,214
GALLAGHER ARTHUR J & CO COM 4,694 3,118 197.91 97,857
LYONDELLBASELL INDUSTRIES N V SHS - A - 4,527 -438 (8.83) 49,987
DISNEY WALT CO COM DISNEY 4,467 802 21.89 49,314
HOME DEPOT INC COM 4,429 -4,964 (52.85) 45,008