SWISS NATIONAL BANK Information

BOERSENSTRASSE 15, ZURICH, , CH-8022, (144) 631-3111

Report Date: 09/30/2014

Position Statistics

Total Positions 2,539
New Positions 9
Increased Positions 204
Decreased Positions 1,596
Positions with Activity 1,800
Sold Out Positions 6
Total Mkt Value (in $ millions) 26,997

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.89%
Capital Goods 3.95%
Conglomerates 0.4%
Consumer Cyclical 3.35%
Consumer/Non-Cyclical 9.15%
Energy 9.38%
Financial 8.31%
Healthcare 12.52%
Services 20.8%
Technology 16.25%
Transportation 3.29%
Utilities 5.8%

2,539 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ASTERIAS BIOTHERAPEUTICS INC COM SER A -25 Sold Out 0
ASTRONICS CORP CL B -154 Sold Out 0
BIOTIME INC WT EXP 100118 -9 Sold Out 0
DEMAND MEDIA INC COM NEW -45 Sold Out 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN -958 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -7,943 Sold Out 0
SEVENTY SEVEN ENERGY INC COM 328 -5,077 (93.93) 31,421
NORTHSTAR RLTY FIN CORP COM NEW 4,473 -2,640 (37.11) 249,350
DISCOVERY COMMUNICATNS NEW COM SER C 9,291 -5,120 (35.53) 285,974
THOMPSON CREEK METALS CO INC COM 192 -98 (33.84) 100,100
PEABODY ENERGY CORP COM 2,806 -783 (21.82) 260,081
TRISTATE CAP HLDGS INC COM 186 -49 (20.8) 19,038
CAESARS ACQUISITION CO CL A 400 -103 (20.45) 39,300
DIAMOND RESORTS INTL INC COM 905 -230 (20.26) 36,600
MARIN SOFTWARE INC COM 218 -48 (17.96) 26,500
PARAGON OFFSHORE PLC SHS 351 -62 (15.09) 70,100
BIOCRYST PHARMACEUTICALS COM 641 -109 (14.57) 63,900
CBS CORP (CLASS B) CL B 24,895 -3,926 (13.62) 466,725
MALLINCKRODT PUB LTD CO SHS 9,365 -1,406 (13.05) 108,926
VERITIV CORP COM 347 -50 (12.7) 6,782