SWISS NATIONAL BANK Information

BOERSENSTRASSE 15, ZURICH, , CH-8022, (144) 631-3111

Report Date: 03/31/2014

Position Statistics

Total Positions 2,488
New Positions 4
Increased Positions 1,895
Decreased Positions 590
Positions with Activity 2,485
Sold Out Positions 4
Total Mkt Value (in $ millions) 26,860

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.43%
Capital Goods 4.09%
Conglomerates 0.41%
Consumer Cyclical 3.4%
Consumer/Non-Cyclical 9.02%
Energy 11.47%
Financial 8.2%
Healthcare 11.91%
Services 20.06%
Technology 15.72%
Transportation 2.98%
Utilities 5.83%

2,488 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AVID TECHNOLOGY INC COM -279 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -18,327 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -7 Sold Out 0
TURQUOISE HILL RES LTD RT -973 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM 8,999 -35,221 (79.65) 723,381
ACCRETIVE HEALTH INC COM 101 -255 (71.62) 13,000
DIAMOND OFFSHORE DRILLING INC COM 2,123 -1,447 (40.53) 43,869
GORDMANS STORES INC COM 26 -14 (35.42) 6,200
KCAP FINL INC COM 99 -53 (35.14) 12,000
GAP INC DEL COM 9,917 -3,500 (26.09) 239,431
MVC CAPITAL INC COM 209 -65 (23.83) 16,300
INGERSOLL-RAND PLC SHS 17,366 -4,513 (20.63) 282,058
WET SEAL INC CL A 62 -15 (19.57) 67,000
PARTNERRE LTD COM 5,160 -1,155 (18.29) 46,471
CALPINE CORP COM NEW 8,064 -1,747 (17.81) 338,258
TESLA MTRS INC COM 16,618 -3,591 (17.77) 74,500
ENSCO PLC SHS CLASS A 11,092 -2,331 (17.36) 205,600
AXIS CAPITAL HOLDINGS LTD SHS 4,474 -886 (16.54) 99,946
MCG CAPITAL CORP COM 260 -50 (16.15) 64,900
VIACOM INC NEW CL B 33,105 -6,142 (15.65) 382,670