SWISS NATIONAL BANK Information

BOERSENSTRASSE 15, ZURICH, , CH-8022, (144) 631-3111

Report Date: 06/30/2014

Position Statistics

Total Positions 2,577
New Positions 102
Increased Positions 943
Decreased Positions 524
Positions with Activity 1,467
Sold Out Positions 52
Total Mkt Value (in $ millions) 27,197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.54%
Capital Goods 3.97%
Conglomerates 0.39%
Consumer Cyclical 3.27%
Consumer/Non-Cyclical 8.82%
Energy 10.73%
Financial 8.12%
Healthcare 11.95%
Services 20.33%
Technology 16.28%
Transportation 3.21%
Utilities 5.66%

52 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACCRETIVE HEALTH INC COM -104 Sold Out 0
AEP INDS INC COM -137 Sold Out 0
AMERICAN CAP LTD COM -4,867 Sold Out 0
APOLLO INVT CORP COM -2,050 Sold Out 0
ARES CAP CORP COM -5,214 Sold Out 0
BIOTIME INC COM -102 Sold Out 0
BLACKROCK KELSO CAPITAL CORP COM -662 Sold Out 0
BLYTH INC COM NEW -86 Sold Out 0
CAPITAL SOUTHWEST CORP COM -405 Sold Out 0
CHEMOCENTRYX INC COM -96 Sold Out 0
CURIS INC COM -139 Sold Out 0
ELLIS PERRY INTL INC COM -414 Sold Out 0
FAIRWAY GROUP HLDGS CORP CL A -83 Sold Out 0
FIFTH STREET FINANCE CORP COM -1,205 Sold Out 0
FUEL SYS SOLUTIONS INC COM -215 Sold Out 0
GENIE ENERGY LTD CL B -133 Sold Out 0
GOLUB CAP BDC INC COM -707 Sold Out 0
GORDMANS STORES INC COM -21 Sold Out 0
HERCULES TECH GROWTH CAP INC COM -963 Sold Out 0
HOUSTON WIRE & CABLE CO COM -174 Sold Out 0