SUMMIT GLOBAL MANAGEMENT, INC. Information

9191 TOWNE CENTER DRIVE, SAN DIEGO, California, 92122, (858) 546-1777

Report Date: 09/30/2014

Position Statistics

Total Positions 23
New Positions 2
Increased Positions 3
Decreased Positions 20
Positions with Activity 23
Sold Out Positions 0
Total Mkt Value (in $ millions) 35

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 15.33%
Capital Goods 22.31%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.69%
Healthcare
Services 9.34%
Technology 7.82%
Transportation
Utilities 43.83%

23 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN WTR WKS CO INC NEW COM 5,000 -1,641 (24.71) 97,261
TETRA TECH INC NEW COM 3,316 -759 (18.63) 129,515
CALIFORNIA WTR SVC GROUP COM 2,874 -984 (25.51) 143,632
SJW CORP COM 2,330 -1,163 (33.3) 82,360
VALMONT INDS INC COM 2,278 138 6.45 21,764
XYLEM INC COM 2,187 -376 (14.66) 69,700
MUELLER INDS INC COM 1,827 -433 (19.14) 59,440
PENTAIR PLC SHS 1,826 -429 (19.03) 33,904
DANAHER CORP DEL COM 1,719 1,719 New 19,925
MUELLER WTR PRODS INC COM SER A 1,529 1,529 New 178,405
FLOWSERVE CORP COM 1,408 -342 (19.52) 32,627
WATTS WATER TECHNOLOGIES INC CL A 1,262 -296 (18.98) 23,675
AQUA AMERICA INC COM 1,235 -479 (27.95) 49,691
ARTESIAN RESOURCES CORP CL A 1,140 -319 (21.87) 51,841
CONNECTICUT WTR SVC INC COM 1,095 -353 (24.39) 31,454
ITRON INC COM 1,057 -1,102 (51.03) 36,058
CONSOLIDATED WATER CO INC ORD 959 -205 (17.59) 92,647
HAWKINS INC COM 824 -192 (18.94) 21,441
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR 607 -137 (18.38) 145,991
GUANGDONG INVT LTD ADR 315 -19 (5.76) 4,748