STIFEL NICOLAUS & CO INC \MO\ Information

501 N BROADWAY ST, ST LOUIS, Missouri, 63102, (314) 342-2156

Report Date: 06/30/2014

Position Statistics

Total Positions 2,289
New Positions 246
Increased Positions 1,296
Decreased Positions 960
Positions with Activity 2,256
Sold Out Positions 155
Total Mkt Value (in $ millions) 11,212

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.83%
Capital Goods 3.91%
Conglomerates 0.19%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 4.8%
Energy 6.56%
Financial 29.93%
Healthcare 9.23%
Services 15.41%
Technology 15.97%
Transportation 2.34%
Utilities 2.95%

155 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACCURAY INC COM -99 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -21 Sold Out 0
AMIRA NATURE FOODS LTD SHS -3,473 Sold Out 0
AOL INC COM -588 Sold Out 0
AON PLC SHS CL A -2,582 Sold Out 0
ATLAS AIR WORLDWIDE HLDGS INC COM NEW -361 Sold Out 0
AVON PRODS INC COM -3,400 Sold Out 0
B & G FOODS INC NEW COM -384 Sold Out 0
BARCLAYS BANK PLC ETN DJUBSCOCO 38 -412 Sold Out 0
BARCLAYS BANK PLC ETN DJUBSCOFFE38 -391 Sold Out 0
BEAZER HOMES USA INC COM NEW -4,768 Sold Out 0
BENEFICIAL MUTUAL BANCORP INC COM -331 Sold Out 0
BIGLARI HLDGS INC COM -179 Sold Out 0
BIO-REFERENCE LABS INC COM $.01 NEW -512 Sold Out 0
BLACKROCK BUILD AMER BD TR SHS -341 Sold Out 0
BLACKROCK CORPOR HI YLD FD INC COM -147 Sold Out 0
BOISE CASCADE CO DEL COM -360 Sold Out 0
BROADRIDGE FINL SOLUTIONS INC COM -339 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -746 Sold Out 0
CAMBREX CORP COM -321 Sold Out 0