STIFEL NICOLAUS & CO INC \MO\ Information

501 N BROADWAY ST, ST LOUIS, Missouri, 63102, (314) 342-2156

Report Date: 09/30/2013

Position Statistics

Total Positions 1,551
New Positions 191
Increased Positions 866
Decreased Positions 635
Positions with Activity 1,501
Sold Out Positions 99
Total Mkt Value (in $ millions) 6,364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.13%
Capital Goods 2.34%
Conglomerates 0.23%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 6.64%
Energy 7.46%
Financial 37.19%
Healthcare 7.48%
Services 12.58%
Technology 13.22%
Transportation 1.57%
Utilities 3.71%

99 Sold Out Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVISORSHARES TR PERITUS HG YLD -452 Sold Out 0
AG MTG INVT TR INC COM -225 Sold Out 0
AK STL HLDG CORP COM -96 Sold Out 0
AMERICAN CAP LTD COM -488 Sold Out 0
AOL INC COM -233 Sold Out 0
AUTOZONE INC COM -3,732 Sold Out 0
BANNER CORP COM NEW -245 Sold Out 0
BLACKBERRY LTD COM -136 Sold Out 0
BLACKROCK GLOBAL OPP EQTY TR COM -148 Sold Out 0
BLACKROCK MUNI INCOME TR II COM -154 Sold Out 0
BROADCOM CORP CL A -430 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -3,683 Sold Out 0
CAL MAINE FOODS INC COM NEW -434 Sold Out 0
CBRE CLARION GLOBAL REAL ESTAT COM -89 Sold Out 0
CF INDS HLDGS INC COM -473 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGGENHEIM SOLAR -497 Sold Out 0
CLEAN HARBORS INC COM -3,348 Sold Out 0
COMMUNITY HEALTH SYS INC NEW COM -486 Sold Out 0
CVB FINL CORP COM -3,731 Sold Out 0
DEALERTRACK TECHNOLOGIES INC COM -505 Sold Out 0