STIFEL NICOLAUS & CO INC \MO\ Information

501 N BROADWAY ST, ST LOUIS, Missouri, 63102, (314) 342-2156

Report Date: 03/31/2014

Position Statistics

Total Positions 2,175
New Positions 717
Increased Positions 1,597
Decreased Positions 562
Positions with Activity 2,159
Sold Out Positions 129
Total Mkt Value (in $ millions) 10,824

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.16%
Capital Goods 3.94%
Conglomerates 0.18%
Consumer Cyclical 1.98%
Consumer/Non-Cyclical 5.25%
Energy 6.83%
Financial 29.42%
Healthcare 8.91%
Services 15.47%
Technology 16.26%
Transportation 2.48%
Utilities 2.96%

2,159 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 286,719 9,977 3.61 1,454,542
APPLE INC COM 193,700 62,197 47.30 2,030,609
MICROSOFT CORP COM 138,657 4,100 3.05 3,327,497
VERIZON COMMUNICATIONS INC COM 105,935 55,743 111.06 2,166,361
GENERAL ELECTRIC CO COM 105,113 36,444 53.07 3,993,640
JOHNSON & JOHNSON COM 103,628 47,005 83.02 977,257
INTEL CORP COM 96,426 -7,323 (7.06) 3,121,608
ISHARES TR CORE MSCI EAFE 96,196 10,586 12.37 1,549,796
QUALCOMM INC COM 87,018 50,985 141.50 1,077,352
CISCO SYS INC COM 84,160 43,270 105.82 3,308,184
STIFEL FINL CORP COM 81,614 -30,864 (27.44) 1,782,748
AT&T INC COM 80,873 31,177 62.74 2,268,529
EXXON MOBIL CORP COM 79,456 28,359 55.50 767,323
PFIZER INC COM 77,175 32,756 73.74 2,568,228
ISHARES IBOXX INV CP ETF 76,939 -17,727 (18.73) 647,795
CHEVRON CORP NEW COM 75,317 13,595 22.03 573,236
CONOCOPHILLIPS COM 74,651 30,086 67.51 870,060
WELLS FARGO & CO NEW COM 71,112 35,548 99.95 1,362,563
ISHARES RUSSELL 3000 ETF 61,941 11,540 22.90 526,526
JPMORGAN CHASE & CO COM 59,515 45,675 330.04 1,062,382