STIFEL NICOLAUS & CO INC \MO\ Information

501 N BROADWAY ST, ST LOUIS, Missouri, 63102, (314) 342-2156

Report Date: 03/31/2014

Position Statistics

Total Positions 2,171
New Positions 714
Increased Positions 1,594
Decreased Positions 561
Positions with Activity 2,155
Sold Out Positions 129
Total Mkt Value (in $ millions) 10,780

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.08%
Capital Goods 3.85%
Conglomerates 0.17%
Consumer Cyclical 1.96%
Consumer/Non-Cyclical 5.14%
Energy 6.75%
Financial 29.41%
Healthcare 9.08%
Services 15.59%
Technology 16.42%
Transportation 2.39%
Utilities 2.99%

2,171 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 286,472 9,968 3.61 1,454,542
APPLE INC COM 199,771 64,147 47.30 2,030,609
MICROSOFT CORP COM 146,027 4,318 3.05 3,327,497
VERIZON COMMUNICATIONS INC COM 112,586 59,242 111.06 2,166,361
INTEL CORP COM 106,728 -8,105 (7.06) 3,121,608
GENERAL ELECTRIC CO COM 101,638 35,240 53.07 3,993,640
JOHNSON & JOHNSON COM 99,641 45,197 83.02 977,257
ISHARES TR CORE MSCI EAFE 95,638 10,525 12.37 1,549,796
CISCO SYS INC COM 85,053 43,730 105.82 3,308,184
AT&T INC COM 83,005 32,000 62.74 2,268,529
STIFEL FINL CORP COM 82,131 -31,059 (27.44) 1,782,748
QUALCOMM INC COM 81,135 47,538 141.50 1,077,352
EXXON MOBIL CORP COM 79,456 28,359 55.50 767,323
ISHARES TR IBOXX INV CP ETF 77,366 -17,826 (18.73) 647,795
PFIZER INC COM 76,353 32,407 73.74 2,568,228
CHEVRON CORP NEW COM 75,908 13,702 22.03 573,236
CONOCOPHILLIPS COM 73,703 29,703 67.51 870,060
WELLS FARGO & CO NEW COM 70,226 35,105 99.95 1,362,563
JPMORGAN CHASE & CO COM 62,298 47,811 330.04 1,062,382
ISHARES TR RUSSELL 3000 ETF 61,714 11,498 22.90 526,526