STEPHENS INC /AR/ Information

111 CENTER ST, LITTLE ROCK, Arkansas, 72201, (501) 377-2000

Report Date: 12/31/2013

Position Statistics

Total Positions 922
New Positions 99
Increased Positions 478
Decreased Positions 397
Positions with Activity 875
Sold Out Positions 48
Total Mkt Value (in $ millions) 2,048

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.68%
Capital Goods 2.04%
Conglomerates 0.2%
Consumer Cyclical 0.75%
Consumer/Non-Cyclical 3.76%
Energy 5.86%
Financial 56.88%
Healthcare 5%
Services 10.09%
Technology 6.15%
Transportation 4.02%
Utilities 3.06%

922 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 230 -11 (4.44) 2,155
ISHARES 1-3 YR CR BD ETF 20,248 -585 (2.81) 192,106
ISHARES 1-3 YR TR BD ETF 54,351 1,554 2.94 643,360
ISHARES 7-10 Y TR BD ETF 2,381 20 .85 23,387
ACACIA RESH CORP ACACIA TCH COM -92 Sold Out 0
BT GROUP PLC ADR 623 7 1.06 10,007
MELCO CROWN ENTMT LTD ADR 196 196 New 5,270
TEVA PHARMACEUTICAL INDS LTD ADR 1,342 689 105.39 26,387
ERICSSON ADR B SEK 10 165 -1 (0.66) 12,810
SONY CORP ADR NEW 197 1 .72 10,550
BARCLAYS BANK PLC ADR PFD SR 5 636 23 3.77 24,770
VOXELJET AG ADS 3 3 New 189
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 184 -215 (53.97) 12,859
ALPS ETF TR ALERIAN MLP 3,576 518 16.94 197,900
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 6,321 302 5.02 124,646
SPDR SERIES TRUST BARC SHT TR CP 15,403 -376 (2.38) 500,410
SPDR SERIES TRUST BRC CNV SECS ETF 4,983 -286 (5.42) 104,101
SPDR SERIES TRUST BRC HGH YLD BD 5,248 -345 (6.17) 127,311
SPDR SERIES TRUST BRCLYS INTL ETF 1,833 -106 (5.47) 30,720
MARKET VECTORS ETF TR BUSI DEVCO ETF 1,144 -533 (31.79) 57,235