STEPHENS INC /AR/ Information

111 CENTER ST, LITTLE ROCK, Arkansas, 72201, (501) 377-2000

Report Date: 03/31/2014

Position Statistics

Total Positions 971
New Positions 94
Increased Positions 553
Decreased Positions 378
Positions with Activity 931
Sold Out Positions 163
Total Mkt Value (in $ millions) 1,914

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.85%
Capital Goods 2.38%
Conglomerates 0.36%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical 4.72%
Energy 7.58%
Financial 46.91%
Healthcare 6.07%
Services 11.87%
Technology 7.96%
Transportation 4.95%
Utilities 3.42%

971 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD -228 Sold Out 0
ISHARES 1-3 YR CR BD ETF -20,246 Sold Out 0
ISHARES TR 1-3 YR TR BD ETF -54,345 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -2,430 Sold Out 0
BT GROUP PLC ADR 673 16 2.42 10,249
MELCO CROWN ENTMT LTD ADR 182 4 2.37 5,395
TEVA PHARMACEUTICAL INDS LTD ADR 1,680 247 17.24 30,936
ERICSSON ADR B SEK 10 162 New 12,810
SONY CORP ADR NEW 184 New 10,550
BARCLAYS BANK PLC ADR PFD SR 5 641 New 24,770
VOXELJET AG ADS 3 New 189
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -188 Sold Out 0
ALPS ETF TR ALERIAN MLP 5,567 1,829 48.92 294,712
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 9,310 2,779 42.56 177,699
SPDR SERIES TRUST BARC SHT TR CP -15,393 Sold Out 0
SPDR SERIES TRUST BRC CNV SECS ETF -5,234 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -5,234 Sold Out 0
SPDR SERIES TRUST BRCLYS INTL ETF -1,852 Sold Out 0
MARKET VECTORS ETF TR BUSI DEVCO ETF 2,798 1,627 139.04 136,815
ALPS ETF TR C&S GLOBL ETF 540 -112 (17.18) 12,363