STATE STREET CORP Information

ONE LINCOLN STREET, BOSTON, Massachusetts, 02111, (617) 786-3000

Report Date: 09/30/2014

Position Statistics

Total Positions 3,712
New Positions 108
Increased Positions 1,620
Decreased Positions 1,905
Positions with Activity 3,525
Sold Out Positions 40
Total Mkt Value (in $ millions) 974,431

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.09%
Capital Goods 6.86%
Conglomerates 0.17%
Consumer Cyclical 2.93%
Consumer/Non-Cyclical 7.08%
Energy 7.92%
Financial 17.97%
Healthcare 11.46%
Services 17.48%
Technology 17.19%
Transportation 2.29%
Utilities 3.81%

3,712 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ARM HLDGS PLC SPONSORED ADR -193 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -2 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -1,177 Sold Out 0
ASTRONICS CORP CL B -3,207 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -3 Sold Out 0
BIOTIME INC WT EXP 100118 -386 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -13,795 Sold Out 0
BODY CENT CORP COM NEW -3 Sold Out 0
CAPITAL SOUTHWEST CORP COM -245 Sold Out 0
CARLYLE GROUP L P COM UTS LTD PTN -3,471 Sold Out 0
CHEMUNG FINL CORP COM -195 Sold Out 0
CUMBERLAND PHARMACEUTICALS INC COM -60 Sold Out 0
DIAGEO P L C SPON ADR NEW -195 Sold Out 0
EAGLE BULK SHIPPING INC SHS NEW -7 Sold Out 0
ELDORADO RESORTS INC COM -55 Sold Out 0
ENI S P A SPONSORED ADR -287 Sold Out 0
FAB UNVL CORP COM -9 Sold Out 0
HOOKER FURNITURE CORP COM -172 Sold Out 0
INTERSECTIONS INC COM -101 Sold Out 0
ISHARES TR S&P 500 GRWT ETF -88,302 Sold Out 0