STATE STREET CORP Information

ONE LINCOLN STREET, BOSTON, Massachusetts, 02111, (617) 786-3000

Report Date: 09/30/2014

Position Statistics

Total Positions 3,690
New Positions 109
Increased Positions 1,617
Decreased Positions 1,886
Positions with Activity 3,503
Sold Out Positions 40
Total Mkt Value (in $ millions) 940,947

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4%
Capital Goods 6.86%
Conglomerates 0.17%
Consumer Cyclical 2.92%
Consumer/Non-Cyclical 7.16%
Energy 7.18%
Financial 17.52%
Healthcare 11.88%
Services 18.06%
Technology 17.01%
Transportation 2.29%
Utilities 4.16%

3,690 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RIO TINTO PLC SPONSORED ADR 1,930 -810 (29.58) 43,727
ZOGENIX INC COM 1,923 64 3.43 1,424,565
CENVEO INC COM 1,919 -34 (1.74) 973,883
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD 1,913 -145 (7.05) 47,998
ZAFGEN INC COM 1,912 1,912 New 50,300
COLLECTORS UNIVERSE INC COM NEW 1,910 1,235 182.72 81,297
RESOLUTE ENERGY CORP COM 1,905 -289 (13.18) 2,609,908
ENLINK MIDSTREAM LLC COM UNIT REP LTD 1,903 69 3.76 60,145
POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 1,887 1,245 193.71 102,800
MANITEX INTL INC COM 1,886 8 .45 172,391
MARCHEX INC CL B 1,885 -43 (2.21) 494,862
EL POLLO LOCO HLDGS INC COM 1,876 1,876 New 72,900
NUMEREX CORP PA CL A 1,874 9 .49 178,856
RING ENERGY INC COM 1,868 276 17.32 204,875
WINTHROP RLTY TR SH BEN INT NEW 1,850 -7,710 (80.65) 115,620
INVENTURE FOODS INC COM 1,848 66 3.68 181,693
SYNTA PHARMACEUTICALS CORP COM 1,843 35 1.91 774,506
MARIN SOFTWARE INC COM 1,832 90 5.15 276,781
SFX ENTMT INC COM 1,825 84 4.84 554,596
MELCO CROWN ENTMT LTD ADR 1,824 17 .93 76,000